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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COWZ icon
226
Pacer US Cash Cows 100 ETF
COWZ
$18.9B
$16.4M 0.1%
331,261
+28,165
+9% +$1.41M
PLD icon
227
Prologis
PLD
$137B
$16.4M 0.1%
145,820
+19,679
+16% +$2.41M
SLYG icon
228
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.08B
$16.3M 0.1%
222,841
+8,588
+4% +$662K
AVUV icon
229
Avantis US Small Cap Value ETF
AVUV
$30.5B
$16.3M 0.1%
209,336
+14,629
+8% +$1.18M
XLC icon
230
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$16.2M 0.1%
247,800
+56,771
+30% +$3.79M
PEG icon
231
Public Service Enterprise Group
PEG
$39.3B
$16.2M 0.1%
284,141
-7,905
-3% -$486K
MO icon
232
Altria Group
MO
$125B
$16.1M 0.1%
382,923
+66,664
+21% +$2.95M
NOW icon
233
ServiceNow
NOW
$114B
$16.1M 0.1%
143,880
+36,015
+33% +$4.11M
DTE icon
234
DTE Energy
DTE
$30.4B
$16M 0.1%
160,964
-5,398
-3% -$581K
OMC icon
235
Omnicom Group
OMC
$24.6B
$15.9M 0.1%
214,132
-3,895
-2% -$321K
PDBC icon
236
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.2B
$15.9M 0.1%
1,066,172
-351,395
-25% -$5.15M
VCSH icon
237
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$15.9M 0.1%
211,639
+4,619
+2% +$349K
DGRW icon
238
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.7B
$15.9M 0.09%
249,783
-36,122
-13% -$2.4M
INTC icon
239
Intel
INTC
$435B
$15.9M 0.09%
445,890
+58,652
+15% +$2.04M
LIN icon
240
Linde
LIN
$236B
$15.8M 0.09%
42,567
+5,398
+15% +$2.05M
BAUG icon
241
Innovator US Equity Buffer ETF August
BAUG
$199M
$15.8M 0.09%
479,781
+73,054
+18% +$2.47M
IHDG icon
242
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.22B
$15.7M 0.09%
406,281
+70,515
+21% +$2.79M
VIG icon
243
Vanguard Dividend Appreciation ETF
VIG
$113B
$15.7M 0.09%
101,205
-12,982
-11% -$2.1M
DFSV
244
Dimensional US Small Cap Value ETF
DFSV
$8.25B
$15.7M 0.09%
618,413
+26,315
+4% +$694K
FTNT icon
245
Fortinet
FTNT
$110B
$15.6M 0.09%
266,518
+55,435
+26% +$3.67M
IBTI icon
246
iShares iBonds Dec 2028 Term Treasury ETF
IBTI
$1.88B
$15.6M 0.09%
725,632
-27,869
-4% -$607K
NKE icon
247
Nike
NKE
$63.9B
$15.6M 0.09%
163,325
+29,871
+22% +$3.07M
AEP icon
248
American Electric Power
AEP
$72.4B
$15.5M 0.09%
206,695
-12,356
-6% -$1.01M
IXUS icon
249
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$15.5M 0.09%
258,695
+45,246
+21% +$2.82M
IEX icon
250
IDEX
IEX
$16.6B
$15.5M 0.09%
74,598
+11,796
+19% +$2.56M
8 9
10
11 12

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.