We are live on
!
Find out more
AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
(+12%)
Cap. Flow
+$1.08B
Cap. Flow
% of AUM
6.97%
Top 10 Holdings %
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
|
+$151M |
| 2 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$141M |
| 3 |
iShares 7-10 Year Treasury Bond ETF
IEF
|
+$87.2M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$69.4M |
| 5 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$45.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$107M |
| 2 |
Dimensional US Core Equity Market ETF
DFAU
|
+$92.3M |
| 3 |
iShares ESG Aware MSCI USA ETF
ESGU
|
+$58.5M |
| 4 |
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
|
+$31.9M |
| 5 |
MOHR
Mohr Growth ETF
MOHR
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.52% |
| 2 | Financials | 4.7% |
| 3 | Healthcare | 3.73% |
| 4 | Consumer Discretionary | 3.41% |
| 5 | Energy | 3.36% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Prudential Financial
PRU
$43B
| $17.3M | 0.11% |
208,733
-10,671
| -5% | -$1.02M |
|
227
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
| $17.2M | 0.11% |
209,605
-63,625
| -23% | -$5.19M |
|
228
Boeing
BA
$169B
| $17.2M | 0.11% |
80,943
+2,404
| +3% | +$499K |
|
229
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
| $16.9M | 0.11% |
226,601
+7,076
| +3% | +$518K |
|
230
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.1B
| $16.6M | 0.11% |
351,160
-31,201
| -8% | -$1.46M |
|
|
HDV
231
iShares Core High Dividend ETF
HDV
$14.8B
| $16.5M | 0.11% |
809,900
-670,495
| -45% | -$13.8M |
|
232
AllianzIM U.S. Equity 6 Month Buffer10 Jan/Jul ETF
SIXJ
$144M
| $16.4M | 0.11% |
+692,488
| New | +$16.1M |
|
233
Vanguard Mega Cap Growth ETF
MGK
$31.5B
| $16.4M | 0.11% |
400,160
+217,275
| +119% | +$8.23M |
|
234
ProShares Short S&P500
SH
$921M
| $16.3M | 0.1% |
270,994
+34,898
| +15% | +$2.16M |
|
235
Broadcom
AVGO
$1.79T
| $16.2M | 0.1% |
253,090
-66,270
| -21% | -$3.99M |
|
236
Nicholas Fixed Income Alternative ETF
FIAX
$129M
| $16.1M | 0.1% |
804,472
+337,954
| +72% | +$6.75M |
|
237
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
| $15.8M | 0.1% |
775,244
+13,226
| +2% | +$265K |
|
238
Unum
UNM
$13.3B
| $15.7M | 0.1% |
398,008
+391,134
| +5,690% | +$16.2M |
|
239
UGI
UGI
$7.86B
| $15.7M | 0.1% |
452,731
+62,604
| +16% | +$2.37M |
|
240
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.01B
| $15.7M | 0.1% |
212,559
+5,867
| +3% | +$443K |
|
241
Vanguard Small-Cap ETF
VB
$79.2B
| $15.7M | 0.1% |
82,631
+20,373
| +33% | +$3.95M |
|
242
Alliant Energy
LNT
$18.7B
| $15.5M | 0.1% |
290,914
+76,441
| +36% | +$4.07M |
|
243
Watsco Inc
WSO
$12.8B
| $15.5M | 0.1% |
48,675
-14,270
| -23% | -$4.19M |
|
244
iShares Core S&P US Growth ETF
IUSG
$30.6B
| $15.4M | 0.1% |
173,965
+61,097
| +54% | +$5.2M |
|
245
Truist Financial
TFC
$64.5B
| $15.3M | 0.1% |
449,577
+379,301
| +540% | +$16.6M |
|
246
AllianzIM U.S. Equity Buffer20 Oct ETF
OCTW
$319M
| $15.3M | 0.1% |
525,981
+122,761
| +30% | +$3.51M |
|
247
Innovator US Equity Ultra Buffer ETF September
USEP
$147M
| $15.3M | 0.1% |
556,861
+128,820
| +30% | +$3.48M |
|
248
First Trust Capital Strength ETF
FTCS
$8.09B
| $15.2M | 0.1% |
208,996
+96,359
| +86% | +$7.11M |
|
249
Duke Energy
DUK
$101B
| $15.2M | 0.1% |
157,346
+7,879
| +5% | +$778K |
|
250
WEC Energy
WEC
$36.5B
| $15.1M | 0.1% |
159,491
+39,252
| +33% | +$3.63M |
|
Similar funds
SA
NC
BBHC
TAF
JAM
CWP
HNB
NAM
AE Wealth Management's Q1 2023 Portfolio in Review
As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.
- AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
- AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
- AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
- AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
- AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
- AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
- AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.
Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.