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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
C icon
226
Citigroup
C
$222B
$11M 0.09%
156,576
+6,797
+5% +$475K
BMY icon
227
Bristol-Myers Squibb
BMY
$130B
$11M 0.09%
185,589
+3,708
+2% +$244K
OKTA icon
228
Okta
OKTA
$23.7B
$10.9M 0.09%
46,019
-794
-2% -$197K
FSK icon
229
FS KKR Capital
FSK
$3.08B
$10.8M 0.09%
492,063
-12,753
-3% -$281K
VEEV icon
230
Veeva Systems
VEEV
$32.7B
$10.7M 0.09%
37,109
+2,294
+7% +$728K
APRW icon
231
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$202M
$10.6M 0.09%
398,091
+50,573
+15% +$1.34M
DUK icon
232
Duke Energy
DUK
$101B
$10.5M 0.09%
107,446
+8,580
+9% +$888K
TTD icon
233
Trade Desk
TTD
$8.89B
$10.3M 0.08%
146,143
+13,736
+10% +$1.06M
IAU icon
234
iShares Gold Trust
IAU
$62.5B
$10.3M 0.08%
307,293
+60,994
+25% +$2.08M
BLV icon
235
Vanguard Long-Term Bond ETF
BLV
$5.81B
$10.2M 0.08%
100,040
+5,966
+6% +$626K
VXF icon
236
Vanguard Extended Market ETF
VXF
$30.5B
$10.2M 0.08%
56,033
-330,627
-86% -$61.7M
SPTL icon
237
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$10.2M 0.08%
246,695
+92,065
+60% +$3.91M
TWLO icon
238
Twilio
TWLO
$29.5B
$10.1M 0.08%
31,684
-136
-0.4% -$49.5K
TDSD
239
DELISTED
Cabana Target Drawdown 13 ETF
TDSD
$10.1M 0.08%
361,532
-78,619
-18% -$2.24M
HBAN icon
240
Huntington Bancshares
HBAN
$35B
$9.98M 0.08%
645,775
+264,629
+69% +$3.9M
XMMO icon
241
Invesco S&P MidCap Momentum ETF
XMMO
$7.15B
$9.89M 0.08%
117,551
+10,775
+10% +$923K
WFC icon
242
Wells Fargo
WFC
$263B
$9.84M 0.08%
211,993
+7,200
+4% +$333K
SPAB icon
243
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.81B
$9.73M 0.08%
325,986
+280,754
+621% +$8.46M
EDV icon
244
Vanguard World Funds Extended Duration ETF
EDV
$3.36B
$9.71M 0.08%
71,605
+28,081
+65% +$3.95M
PFFD icon
245
Global X US Preferred ETF
PFFD
$2.15B
$9.7M 0.08%
376,340
+34,079
+10% +$886K
NOW icon
246
ServiceNow
NOW
$114B
$9.58M 0.08%
77,000
+3,130
+4% +$379K
TFLO icon
247
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$9.56M 0.08%
190,114
+101,575
+115% +$5.11M
SO icon
248
Southern Company
SO
$109B
$9.42M 0.08%
152,069
-4,181
-3% -$269K
IXG icon
249
iShares Global Financials ETF
IXG
$679M
$9.25M 0.08%
117,939
-3,112
-3% -$244K
PAMC icon
250
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
$54.2M
$9.22M 0.08%
264,517
-16,647
-6% -$592K
8 9
10
11 12

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.