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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSK icon
226
Verisk Analytics
VRSK
$27.9B
$7.07M 0.08%
34,034
+3,980
+13% +$774K
IUSV icon
227
iShares Core S&P US Value ETF
IUSV
$27.3B
$7.05M 0.08%
113,446
+7,046
+7% +$413K
JNK icon
228
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$6.97M 0.08%
63,996
+2,936
+5% +$313K
WFC icon
229
Wells Fargo
WFC
$254B
$6.96M 0.08%
230,698
+1,803
+0.8% +$46.7K
FTNT icon
230
Fortinet
FTNT
$112B
$6.95M 0.08%
233,825
+17,465
+8% +$441K
XYZ
231
Block Inc
XYZ
$48.9B
$6.88M 0.08%
31,612
+9,836
+45% +$1.92M
CAT icon
232
Caterpillar
CAT
$361B
$6.82M 0.08%
37,473
+103
+0.3% +$17.5K
PFFD icon
233
Global X US Preferred ETF
PFFD
$2.13B
$6.79M 0.08%
263,082
-26,804
-9% -$679K
CVS icon
234
CVS Health
CVS
$135B
$6.77M 0.08%
99,128
+6,448
+7% +$419K
PAYX icon
235
Paychex
PAYX
$43.4B
$6.77M 0.08%
72,649
+6,922
+11% +$615K
VEEV icon
236
Veeva Systems
VEEV
$33.8B
$6.67M 0.08%
24,511
+6,366
+35% +$1.78M
AVGO icon
237
Broadcom
AVGO
$1.76T
$6.64M 0.08%
151,650
+19,460
+15% +$759K
XMMO icon
238
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$6.47M 0.07%
82,639
+11,248
+16% +$814K
IYW icon
239
iShares US Technology ETF
IYW
$22.6B
$6.38M 0.07%
75,009
+39,325
+110% +$3.14M
PFF icon
240
iShares Preferred and Income Securities ETF
PFF
$13.1B
$6.37M 0.07%
165,425
+91,151
+123% +$3.41M
LUV icon
241
Southwest Airlines
LUV
$21.7B
$6.36M 0.07%
136,512
+46,693
+52% +$2.02M
SHW icon
242
Sherwin-Williams
SHW
$84.8B
$6.34M 0.07%
25,881
+7,062
+38% +$1.68M
ADP icon
243
Automatic Data Processing
ADP
$109B
$6.26M 0.07%
35,550
+4,004
+13% +$658K
XLE icon
244
State Street Energy Select Sector SPDR ETF
XLE
$39B
$6.19M 0.07%
326,628
+112,790
+53% +$1.94M
INTU icon
245
Intuit
INTU
$91.1B
$6.15M 0.07%
16,192
+333
+2% +$117K
SCHV
246
Schwab US Large-Cap Value ETF
SCHV
$15.6B
$6.13M 0.07%
309,003
+189,888
+159% +$3.55M
QCLN icon
247
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$569M
$6.1M 0.07%
+86,920
New +$4.95M
VOE icon
248
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$6.07M 0.07%
51,041
+1,349
+3% +$151K
TXN icon
249
Texas Instruments
TXN
$248B
$6.04M 0.07%
36,820
+15,963
+77% +$2.48M
FLOT icon
250
iShares Floating Rate Bond ETF
FLOT
$10.2B
$5.98M 0.07%
117,978
+6,931
+6% +$351K
8 9
10
11 12

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.