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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCI icon
226
Crown Castle
CCI
$34.6B
$5.19M 0.07%
31,160
+1,686
+6% +$278K
INTU icon
227
Intuit
INTU
$91.1B
$5.17M 0.07%
15,859
+164
+1% +$51.3K
VLUE icon
228
iShares MSCI USA Value Factor ETF
VLUE
$9.03B
$5.17M 0.07%
70,068
-35,412
-34% -$2.63M
MINC
229
DELISTED
AdvisorShares Newfleet Multi-Sector Income ETF
MINC
$5.1M 0.07%
105,000
-9,549
-8% -$464K
PLD icon
230
Prologis
PLD
$136B
$5.1M 0.07%
50,701
-3,711
-7% -$372K
VEEV icon
231
Veeva Systems
VEEV
$33.8B
$5.1M 0.07%
18,145
+5,610
+45% +$1.48M
FTNT icon
232
Fortinet
FTNT
$112B
$5.1M 0.07%
216,360
+69,380
+47% +$1.79M
SPG icon
233
Simon Property Group
SPG
$76.4B
$5.06M 0.07%
78,295
+74,917
+2,218% +$4.91M
BN icon
234
Brookfield
BN
$102B
$5.05M 0.07%
285,643
-8,212
-3% -$147K
VOE icon
235
Vanguard Mid-Cap Value ETF
VOE
$23.9B
$5.04M 0.07%
49,692
+2,129
+4% +$216K
VO icon
236
Vanguard Mid-Cap ETF
VO
$106B
$4.99M 0.07%
113,172
+11,524
+11% +$502K
TT icon
237
Trane Technologies
TT
$98.8B
$4.95M 0.07%
40,815
+10,857
+36% +$1.22M
SRE icon
238
Sempra
SRE
$58.1B
$4.93M 0.07%
83,314
+8,766
+12% +$540K
MO icon
239
Altria Group
MO
$125B
$4.93M 0.07%
127,496
+906
+0.7% +$37.7K
LGOV icon
240
First Trust Long Duration Opportunities ETF
LGOV
$621M
$4.91M 0.07%
165,425
+19,338
+13% +$577K
PTON icon
241
Peloton Interactive
PTON
$2.85B
$4.89M 0.07%
49,297
-31,599
-39% -$2.32M
AVGO icon
242
Broadcom
AVGO
$1.76T
$4.82M 0.07%
132,190
-1,270
-1% -$42.5K
HEI.A icon
243
HEICO Corp Class A
HEI.A
$36B
$4.8M 0.07%
54,123
+18,431
+52% +$1.56M
NEAR icon
244
iShares Short Maturity Bond ETF
NEAR
$4.82B
$4.74M 0.07%
94,526
-5,380
-5% -$269K
VT icon
245
Vanguard Total World Stock ETF
VT
$75.3B
$4.73M 0.07%
58,645
+38,836
+196% +$3.12M
XMMO icon
246
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$4.73M 0.07%
71,391
-353,540
-83% -$22.6M
AEP icon
247
American Electric Power
AEP
$70.4B
$4.67M 0.07%
57,200
+4,426
+8% +$365K
DAL icon
248
Delta Air Lines
DAL
$56.7B
$4.67M 0.07%
152,544
+74,257
+95% +$2.14M
ESGU icon
249
iShares ESG Aware MSCI USA ETF
ESGU
$17.5B
$4.64M 0.07%
60,907
-190,460
-76% -$14.3M
ELV icon
250
Elevance Health
ELV
$81.5B
$4.53M 0.06%
16,862
+9,273
+122% +$2.5M
8 9
10
11 12

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.