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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
226
Vanguard Morningstar Mid-Cap ETF
VO
$106B
$3.2M 0.07%
97,296
+18,884
+24% +$782K
IAU icon
227
iShares Gold Trust
IAU
$62.8B
$3.19M 0.07%
105,812
-209,568
-66% -$6.34M
GSK icon
228
GSK
GSK
$107B
$3.16M 0.07%
66,768
-3,440
-5% -$183K
BN icon
229
Brookfield
BN
$102B
$3.16M 0.07%
200,202
+27,310
+16% +$562K
SPAB icon
230
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.77B
$3.11M 0.07%
102,781
-42,786
-29% -$1.27M
HYG icon
231
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$3.07M 0.07%
560,900
+524,100
+1,424% +$44.3M
XMMO icon
232
Invesco S&P MidCap Momentum ETF
XMMO
$6.9B
$3.07M 0.07%
62,458
+15,145
+32% +$884K
IWF icon
233
iShares Russell 1000 Growth ETF
IWF
$117B
$3.03M 0.07%
80,544
-65,304
-45% -$2.81M
RTN
234
DELISTED
Raytheon Company
RTN
$3.02M 0.07%
23,033
+279
+1% +$55.2K
TIP icon
235
iShares TIPS Bond ETF
TIP
$14.5B
$3.01M 0.07%
25,518
+4,266
+20% +$503K
BRK.A icon
236
Berkshire Hathaway Class A
BRK.A
$1.1T
$2.99M 0.07%
11
+3
+38% +$956K
LLY icon
237
Eli Lilly
LLY
$1.08T
$2.99M 0.07%
21,526
+2,900
+16% +$398K
SLYG icon
238
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5B
$2.95M 0.07%
63,916
-49,926
-44% -$2.95M
ESGE icon
239
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
$2.92M 0.07%
+106,830
New +$3.53M
SPYM
240
State Street SPDR Portfolio S&P 500 ETF
SPYM
$157B
$2.92M 0.07%
96,441
-308,556
-76% -$11.1M
FDX icon
241
FedEx
FDX
$73B
$2.91M 0.07%
24,031
+3,118
+15% +$439K
VOE icon
242
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$2.89M 0.07%
35,520
-21,991
-38% -$2.37M
TSLA icon
243
Tesla
TSLA
$1.18T
$2.88M 0.07%
82,500
-9,840
-11% -$408K
IVE icon
244
iShares S&P 500 Value ETF
IVE
$49.1B
$2.84M 0.07%
29,522
-38,937
-57% -$4.63M
WM icon
245
Waste Management
WM
$95B
$2.81M 0.06%
30,308
+2,466
+9% +$283K
SHW icon
246
Sherwin-Williams
SHW
$83.5B
$2.8M 0.06%
18,288
+10,458
+134% +$1.89M
TGT icon
247
Target
TGT
$66.3B
$2.8M 0.06%
30,122
-455
-1% -$50.5K
HYMB icon
248
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.1B
$2.77M 0.06%
101,054
+63,832
+171% +$1.85M
NFLX icon
249
Netflix
NFLX
$307B
$2.76M 0.06%
73,450
+3,150
+4% +$111K
MNST icon
250
Monster Beverage
MNST
$95.1B
$2.7M 0.06%
95,932
+62,982
+191% +$2.02M
8 9
10
11 12

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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.