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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+1.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$3.46B
AUM Growth
+$132M
Cap. Flow
+$95.9M
Cap. Flow %
2.77%
Top 10 Hldgs %
24.98%
Holding
1,093
New
121
Increased
474
Reduced
366
Closed
104

Top Buys

Rank Stock Value
1
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$11.3M
2
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$9.39M
3
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$7.73M
4
SCHP icon
Schwab US TIPS ETF
SCHP
+$7.05M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$44.1M
2
FBND icon
Fidelity Total Bond ETF
FBND
+$26.1M
3
FQAL icon
Fidelity Quality Factor ETF
FQAL
+$19.1M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$16.1M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$8.35M

Sector Composition

Rank Sector Weight
1 Technology 6.13%
2 Financials 3.96%
3 Consumer Discretionary 3.07%
4 Healthcare 2.97%
5 Industrials 2.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XMLV icon
226
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$2.55M 0.07%
48,456
+40,206
+487% +$2.08M
LHX icon
227
L3Harris
LHX
$55.9B
$2.55M 0.07%
12,207
+2,845
+30% +$582K
LXP icon
228
LXP Industrial Trust
LXP
$3.53B
$2.52M 0.07%
49,086
+2,499
+5% +$125K
OXY icon
229
Occidental Petroleum
OXY
$57B
$2.52M 0.07%
56,558
-1,778
-3% -$84.1K
IVE icon
230
iShares S&P 500 Value ETF
IVE
$48.9B
$2.5M 0.07%
20,951
-66,670
-76% -$7.82M
BRK.A icon
231
Berkshire Hathaway Class A
BRK.A
$1.07T
$2.5M 0.07%
8
– –
MET icon
232
MetLife
MET
$61B
$2.49M 0.07%
52,818
-1,650
-3% -$78.7K
DIA icon
233
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$2.49M 0.07%
9,235
-174
-2% -$46.4K
MGV icon
234
Vanguard Mega Cap Value ETF
MGV
$13.2B
$2.48M 0.07%
30,444
+3,022
+11% +$243K
RIO icon
235
Rio Tinto
RIO
$148B
$2.47M 0.07%
47,416
+12,905
+37% +$700K
ENB icon
236
Enbridge
ENB
$124B
$2.43M 0.07%
69,352
-10,279
-13% -$355K
WPC icon
237
W.P. Carey
WPC
$17.1B
$2.43M 0.07%
27,683
-2,697
-9% -$230K
WM icon
238
Waste Management
WM
$95.9B
$2.42M 0.07%
21,011
+1,907
+10% +$223K
JPGE
239
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
$2.4M 0.07%
40,578
+3,420
+9% +$201K
DE icon
240
Deere & Co
DE
$170B
$2.4M 0.07%
14,254
-4,654
-25% -$744K
CELG
241
DELISTED
Celgene Corp
CELG
$2.36M 0.07%
23,797
+11,269
+90% +$1.07M
CHY
242
Calamos Convertible and High Income Fund
CHY
$1.03B
$2.35M 0.07%
213,242
+7,322
+4% +$82.1K
CRM icon
243
Salesforce
CRM
$134B
$2.34M 0.07%
15,738
+1,085
+7% +$165K
MA icon
244
Mastercard
MA
$477B
$2.33M 0.07%
8,560
+1,264
+17% +$348K
TSLA icon
245
Tesla
TSLA
$1.24T
$2.32M 0.07%
144,405
+6,870
+5% +$108K
GNL icon
246
Global Net Lease
GNL
$1.87B
$2.29M 0.07%
117,604
-2,288
-2% -$44.6K
SRE icon
247
Sempra
SRE
$60.8B
$2.28M 0.07%
30,902
-2,514
-8% -$176K
IAU icon
248
iShares Gold Trust
IAU
$63B
$2.27M 0.07%
80,519
+22,072
+38% +$623K
FXU icon
249
First Trust Utilities AlphaDEX Fund
FXU
$840M
$2.27M 0.07%
76,467
+67,860
+788% +$1.97M
F icon
250
Ford
F
$57.3B
$2.26M 0.07%
247,077
+8,638
+4% +$82.1K
8 9
10
11 12

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2019 Portfolio in Review

As of Q3 2019, AE Wealth Management held 1,093 positions worth $3.46B, up 4% from $3.33B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2019 filing shows 121 new, 474 increased, 366 reduced and 104 closed positions. Its largest new stake was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M. The largest sale was iShares Core S&P 500 ETF, an estimated $44.1M.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, up from 6.1% a quarter earlier, followed by Financials and Consumer Discretionary.

  • AE Wealth Management's largest Q3 2019 buy was WisdomTree US AI Enhanced Value Fund: 109,641 shares worth $9.59M.
  • AE Wealth Management added most to Vanguard Intermediate-Term Treasury ETF in Q3 2019, an estimated $11.3M increase.
  • AE Wealth Management's biggest Q3 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $44.1M.
  • AE Wealth Management fully exited Fidelity Quality Factor ETF in Q3 2019, selling an estimated $19.1M.
  • AE Wealth Management's ten largest holdings make up 25% of its $3.46B portfolio in Q3 2019.
  • AE Wealth Management opened 121 new positions and closed 104 in Q3 2019.
  • AE Wealth Management's portfolio value rose 4% quarter-over-quarter to $3.46B.

Based on AE Wealth Management's 13F filing for Q3 2019, filed 5 Nov 2019.