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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-11.24%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$584M
AUM Growth
-$1.23B
Cap. Flow
-$1.09B
Cap. Flow %
-186.37%
Top 10 Hldgs %
18.06%
Holding
642
New
39
Increased
141
Reduced
289
Closed
168

Top Buys

Rank Stock Value
1
RTL
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
+$2.29M
2
WSFS icon
WSFS Financial
WSFS
+$2.18M
3
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$1.44M
4
MGTX icon
MeiraGTx Holdings
MGTX
+$1.35M
5
FLTB icon
Fidelity Limited Term Bond ETF
FLTB
+$1.3M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$229M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$54.4M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$51.9M
4
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$44.8M
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$36.9M

Sector Composition

Rank Sector Weight
1 Technology 8.69%
2 Healthcare 6.71%
3 Energy 5.95%
4 Industrials 5.49%
5 Consumer Discretionary 5.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCA icon
226
HCA Healthcare
HCA
$84.8B
$566K 0.1%
4,552
-340
-7% -$45.6K
BND icon
227
Vanguard Total Bond Market
BND
$157B
$565K 0.1%
7,139
-801
-10% -$62.6K
LLY icon
228
Eli Lilly
LLY
$1.07T
$565K 0.1%
4,880
-63
-1% -$7.04K
NLY icon
229
Annaly Capital Management
NLY
$16.9B
$551K 0.09%
14,038
-756
-5% -$30.2K
LUV icon
230
Southwest Airlines
LUV
$22.1B
$550K 0.09%
11,835
+4,274
+57% +$227K
VO icon
231
Vanguard Mid-Cap ETF
VO
$106B
$542K 0.09%
15,684
-208
-1% -$7.81K
DPZ icon
232
Domino's
DPZ
$11B
$540K 0.09%
2,176
+249
+13% +$65.6K
SPEM icon
233
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$529K 0.09%
16,348
-5,165
-24% -$170K
XLP icon
234
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$529K 0.09%
10,408
+3,236
+45% +$176K
BLV icon
235
Vanguard Long-Term Bond ETF
BLV
$5.75B
$523K 0.09%
5,972
-741
-11% -$63.2K
PDBC icon
236
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$523K 0.09%
34,699
-9,476
-21% -$162K
USB icon
237
US Bancorp
USB
$99.6B
$522K 0.09%
11,430
+5,091
+80% +$262K
EMB icon
238
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$521K 0.09%
5,013
+85
+2% +$8.89K
SHY icon
239
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$521K 0.09%
+6,235
New +$518K
BDX icon
240
Becton Dickinson
BDX
$43.1B
$518K 0.09%
2,355
-202
-8% -$46.9K
IGIB icon
241
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$516K 0.09%
9,853
-1,505
-13% -$78.7K
RCL icon
242
Royal Caribbean
RCL
$78.7B
$515K 0.09%
5,266
+2,050
+64% +$225K
HECO
243
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
$513K 0.09%
+13,067
New +$544K
XEL icon
244
Xcel Energy
XEL
$51B
$507K 0.09%
10,296
-1,704
-14% -$85.5K
FEX icon
245
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$500K 0.09%
9,590
-5,385
-36% -$306K
DIV icon
246
Global X SuperDividend US ETF
DIV
$787M
$499K 0.09%
22,254
-833,972
-97% -$20.2M
MDLZ icon
247
Mondelez International
MDLZ
$77.7B
$499K 0.09%
12,462
+803
+7% +$34.2K
KHC icon
248
Kraft Heinz
KHC
$30.4B
$494K 0.08%
11,485
-3,803
-25% -$197K
OKE icon
249
Oneok
OKE
$58.7B
$487K 0.08%
9,027
-1,052
-10% -$65.3K
IEFA icon
250
iShares Core MSCI EAFE ETF
IEFA
$186B
$485K 0.08%
8,815
+2,954
+50% +$173K
8 9
10
11 12

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2018 Portfolio in Review

As of Q4 2018, AE Wealth Management held 642 positions worth $584M, down 68% from $1.82B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management withdrew a net $1.09B in Q4 2018, closing 168 positions and reducing 289 holdings. Its most notable exit was Main Sector Rotation ETF, an estimated $6.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 3.9% a quarter earlier, followed by Healthcare and Energy.

Against the trend, AE Wealth Management opened a new position in WSFS Financial worth $1.96M.

  • AE Wealth Management's largest Q4 2018 buy was WSFS Financial: 51,695 shares worth $1.96M.
  • AE Wealth Management added most to The Necessity Retail REIT, Inc. Class A Common Stock in Q4 2018, an estimated $2.29M increase.
  • AE Wealth Management's biggest Q4 2018 reduction was Vanguard S&P 500 ETF, cutting an estimated $229M.
  • AE Wealth Management fully exited Main Sector Rotation ETF in Q4 2018, selling an estimated $6.58M.
  • AE Wealth Management's ten largest holdings make up 18% of its $584M portfolio in Q4 2018.
  • AE Wealth Management opened 39 new positions and closed 168 in Q4 2018.
  • AE Wealth Management's portfolio value fell 68% quarter-over-quarter to $584M.

Based on AE Wealth Management's 13F filing for Q4 2018, filed 15 Feb 2019.