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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PXD
226
DELISTED
Pioneer Natural Resource Co.
PXD
$573K 0.05%
+3,313
New +$510K
GOOG icon
227
Alphabet (Google) Class C
GOOG
$3.9T
$571K 0.05%
10,920
+1,040
+11% +$52.9K
XEL icon
228
Xcel Energy
XEL
$51B
$570K 0.05%
11,852
+1,034
+10% +$51.3K
AMGN icon
229
Amgen
AMGN
$203B
$562K 0.05%
3,234
+868
+37% +$154K
ED icon
230
Consolidated Edison
ED
$41.6B
$551K 0.05%
6,491
-533
-8% -$45.8K
VFH icon
231
Vanguard Financials ETF
VFH
$13.3B
$546K 0.05%
7,802
-109
-1% -$7.39K
VOX icon
232
Vanguard Communication Services ETF
VOX
$5.53B
$546K 0.05%
5,992
-1,280
-18% -$115K
CCT
233
DELISTED
Corporate Capital Trust, Inc.
CCT
$543K 0.05%
+33,968
New +$595K
SCHX icon
234
Schwab US Large- Cap ETF
SCHX
$70.9B
$542K 0.05%
+50,970
New +$528K
EPRF icon
235
Innovator S&P Investment Grade Preferred ETF
EPRF
$68.7M
$540K 0.05%
+22,739
New +$546K
VPU
236
Vanguard Utilities ETF
VPU
$8.83B
$537K 0.05%
4,603
+608
+15% +$73.4K
AEP icon
237
American Electric Power
AEP
$73.7B
$532K 0.05%
7,225
+322
+5% +$24.1K
SNY icon
238
Sanofi
SNY
$104B
$529K 0.05%
12,296
-4,975
-29% -$229K
ETR icon
239
Entergy
ETR
$54.1B
$515K 0.05%
12,650
-38,754
-75% -$1.62M
RWX icon
240
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$513K 0.05%
12,680
-1,192
-9% -$46.5K
AOM icon
241
iShares Core Moderate Allocation ETF
AOM
$1.76B
$511K 0.05%
13,424
+5,712
+74% +$219K
SPMD icon
242
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$498K 0.04%
+14,937
New +$490K
LOW icon
243
Lowe's Companies
LOW
$116B
$497K 0.04%
5,342
+226
+4% +$18.7K
HAL icon
244
Halliburton
HAL
$27.9B
$483K 0.04%
9,888
-245
-2% -$10.8K
VIS icon
245
Vanguard Industrials ETF
VIS
$8.23B
$458K 0.04%
3,215
+457
+17% +$62.7K
COP icon
246
ConocoPhillips
COP
$147B
$453K 0.04%
8,253
+1,316
+19% +$67.7K
VXF icon
247
Vanguard Extended Market ETF
VXF
$30.3B
$451K 0.04%
4,032
-102
-2% -$11.2K
KRE icon
248
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$450K 0.04%
7,650
+3,522
+85% +$202K
HEEM icon
249
iShares Currency Hedged MSCI Emerging Markets
HEEM
$270M
$444K 0.04%
16,743
+7,198
+75% +$191K
WELL icon
250
Welltower
WELL
$178B
$443K 0.04%
6,940
+108
+2% +$7.25K
8 9
10
11 12

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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.