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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.17%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.08B
AUM Growth
+$240M
Cap. Flow
+$211M
Cap. Flow %
19.55%
Top 10 Hldgs %
45.76%
Holding
422
New
43
Increased
198
Reduced
143
Closed
24

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$60.1M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$12.3M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$10.8M
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$10.7M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$17.8M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.82M
3
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$2.32M
4
SRLN icon
State Street Blackstone Senior Loan ETF
SRLN
+$2.24M
5
SSO icon
ProShares Ultra S&P500
SSO
+$2.13M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.71%
2 Energy 2.64%
3 Industrials 2.43%
4 Technology 2.36%
5 Healthcare 2.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGR
226
CBRE Global Real Estate Income Fund
IGR
$712M
$531K 0.05%
67,164
+7,937
+13% +$61.8K
VFH icon
227
Vanguard Financials ETF
VFH
$13.3B
$517K 0.05%
7,911
+285
+4% +$18K
HUM icon
228
Humana
HUM
$46.7B
$516K 0.05%
2,118
+813
+62% +$199K
XEL icon
229
Xcel Energy
XEL
$51B
$512K 0.05%
10,818
+1,909
+21% +$91.6K
UNP icon
230
Union Pacific
UNP
$183B
$511K 0.05%
4,403
+739
+20% +$79.3K
NOC icon
231
Northrop Grumman
NOC
$77B
$504K 0.05%
+1,751
New +$471K
ENB icon
232
Enbridge
ENB
$124B
$496K 0.05%
11,863
-2,094
-15% -$85.2K
EFF
233
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$496K 0.05%
29,873
+2,450
+9% +$40.9K
VTR icon
234
Ventas
VTR
$48.9B
$494K 0.05%
7,590
-1,002
-12% -$67.6K
AEP icon
235
American Electric Power
AEP
$73.7B
$485K 0.05%
6,903
-598
-8% -$42.6K
SPDW icon
236
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$484K 0.04%
15,766
-20,341
-56% -$607K
AOR icon
237
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$480K 0.04%
+10,707
New +$472K
WELL icon
238
Welltower
WELL
$178B
$480K 0.04%
6,832
-1,197
-15% -$87K
GOOG icon
239
Alphabet (Google) Class C
GOOG
$3.9T
$473K 0.04%
9,880
+380
+4% +$17.7K
SHM icon
240
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$473K 0.04%
9,725
– –
ITB icon
241
iShares US Home Construction ETF
ITB
$2.41B
$470K 0.04%
12,873
+2,370
+23% +$81.5K
VPU
242
Vanguard Utilities ETF
VPU
$8.83B
$467K 0.04%
3,995
+109
+3% +$12.9K
HAL icon
243
Halliburton
HAL
$27.9B
$466K 0.04%
+10,133
New +$424K
SCHD icon
244
Schwab US Dividend Equity ETF
SCHD
$102B
$461K 0.04%
29,577
+6,894
+30% +$105K
RTX icon
245
RTX Corp
RTX
$287B
$458K 0.04%
6,272
+423
+7% +$31.3K
PCG icon
246
PG&E
PCG
$47.8B
$457K 0.04%
6,713
+409
+6% +$28K
EEM icon
247
iShares MSCI Emerging Markets ETF
EEM
$28B
$444K 0.04%
9,899
-1,037
-9% -$45.6K
VXF icon
248
Vanguard Extended Market ETF
VXF
$30.3B
$443K 0.04%
4,134
-401
-9% -$41.3K
AMGN icon
249
Amgen
AMGN
$203B
$441K 0.04%
2,366
+435
+23% +$77.1K
BGX
250
Blackstone Long-Short Credit Income Fund
BGX
$135M
$439K 0.04%
27,275
+3,920
+17% +$62.9K
8 9
10
11 12

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SA
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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2017 Portfolio in Review

As of Q3 2017, AE Wealth Management held 422 positions worth $1.08B, up 29% from $838M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

AE Wealth Management deployed $211M of net new capital in Q3 2017, opening 43 new positions and adding to 198 existing holdings. Its largest new stake was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.7% of assets, down from 3.4% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $17.8M trimmed.

  • AE Wealth Management's largest Q3 2017 buy was Invesco DB Base Metals Fund: 84,866 shares worth $1.54M.
  • AE Wealth Management added most to Vanguard S&P 500 ETF in Q3 2017, an estimated $60.1M increase.
  • AE Wealth Management's biggest Q3 2017 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $17.8M.
  • AE Wealth Management fully exited ProShares Ultra S&P500 in Q3 2017, selling an estimated $2.13M.
  • AE Wealth Management's ten largest holdings make up 46% of its $1.08B portfolio in Q3 2017.
  • AE Wealth Management opened 43 new positions and closed 24 in Q3 2017.
  • AE Wealth Management's portfolio value rose 29% quarter-over-quarter to $1.08B.

Based on AE Wealth Management's 13F filing for Q3 2017, filed 8 Nov 2017.