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ZTR

Virtus Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AIA
1
Absolute Investment Advisers
Florida
$8.82M -$700K -118,820 -7%
Morgan Stanley
2
Morgan Stanley
New York
$8.8M -$1.16M -197,125 -12%
KIM
3
Karpus Investment Management
New York
$6.92M -$3.12M -529,888 -31%
GC
4
Guggenheim Capital
Illinois
$6.37M +$708K +120,195 +13%
LPL Financial
5
LPL Financial
California
$6.13M -$507K -86,036 -8%
Stifel Financial
6
Stifel Financial
Missouri
$5.16M -$610K -103,516 -11%
PCM
7
Penserra Capital Management
California
$4.61M -$6.2M -1,053,062 -58%
YCM
8
Yakira Capital Management
Connecticut
$4.05M -$2.97M -503,547 -43%
QL
9
Quarry LP
New York
$3.69M -$870K -147,611 -19%
Capstone Investment Advisors
10
Capstone Investment Advisors
New York
$3.52M -$1.53M -259,300 -31%
MP
11
Mangrove Partners
Connecticut
$3.28M -$4.87M -826,685 -60%
CC
12
CF Capital
Massachusetts
$2.93M +$2.76M +469,000 +2,931%
SC
13
Sculptor Capital
New York
$1.89M -$818K -138,890 -31%
WAM
14
Wolverine Asset Management
Illinois
$1.88M +$1.85M +314,274 New
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$1.55M +$42K +7,129 +3%
Bank of America
16
Bank of America
North Carolina
$1.51M +$399K +67,713 +37%
PAS
17
Park Avenue Securities
New York
$1.4M +$666 +113 +0%
CL
18
CSS LLC
Illinois
$1.37M -$696K -118,092 -34%
JWCA
19
J.W. Cole Advisors
Florida
$1.02M +$729K +123,711 +267%
SFS
20
Shaker Financial Services
Virginia
$881K +$156K +26,534 +22%
SIA
21
Sit Investment Associates
Minnesota
$881K -$4.12M -699,418 -83%
Wells Fargo
22
Wells Fargo
California
$845K -$242 -41 -0%
BI
23
Bulldog Investors
New Jersey
$835K -$1.31M -222,815 -61%
RAM
24
Readystate Asset Management
Illinois
$777K +$766K +130,108 New
SI
25
Stephens Inc
Arkansas
$739K -$36.5K -6,201 -5%