|
1
|
Relative Value Partners
Northbrook,
Illinois
|
$31.4M
|
+$444K
|
+32,830
|
+1%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$31.2M
|
+$4.12M
|
+304,950
|
+16%
|
|
|
3
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$25.8M
|
+$3.49M
|
+258,154
|
+16%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$13.1M
|
-$1.05M
|
-77,425
|
-8%
|
|
|
5
|
Ancora Advisors
Cleveland,
Ohio
|
$12M
|
+$4.39M
|
+324,727
|
+61%
|
|
|
6
|
|
$9.31M
|
-$2.32M
|
-171,298
|
-20%
|
|
|
7
|
Commerzbank Aktiengesellschaft
Frankfurt,
Germany
|
$8.7M
|
+$8.63M
|
+638,200
|
New
|
|
|
8
|
Parametric Portfolio Associates
Seattle,
Washington
|
$4.99M
|
-$128K
|
-9,493
|
-3%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$4.24M
|
+$205K
|
+15,172
|
+5%
|
|
|
10
|
Doliver Advisors
Houston,
Texas
|
$3.15M
|
-$190K
|
-14,031
|
-6%
|
|
|
11
|
SG Americas Securities
New York
|
$3.08M
|
+$97.5K
|
+7,210
|
+3%
|
|
|
12
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$2.49M
|
-$181K
|
-13,390
|
-7%
|
|
|
13
|
1607 Capital Partners
Richmond,
Virginia
|
$1.72M
|
–
|
–
|
–
|
|
|
14
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$1.51M
|
+$1.46M
|
+107,944
|
New
|
|
|
15
|
Cornerstone Advisors
Asheville,
North Carolina
|
$1.36M
|
-$2.8M
|
-207,328
|
-68%
|
|
|
16
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$1.36M
|
-$33.9K
|
-2,508
|
-3%
|
|
|
17
|
Regions Financial Corp
Birmingham,
Alabama
|
$1.29M
|
–
|
–
|
–
|
|
|
18
|
First Allied Advisory Services
San Diego,
California
|
$1.23M
|
-$24.1K
|
-1,780
|
-2%
|
|
|
19
|
Bank of America
Charlotte,
North Carolina
|
$808K
|
+$31.5K
|
+2,330
|
+4%
|
|
|
20
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$783K
|
-$1.31M
|
-96,642
|
-63%
|
|
|
21
|
LPL Financial
San Diego,
California
|
$682K
|
+$25.8K
|
+1,911
|
+4%
|
|
|
22
|
CSS LLC
Chicago,
Illinois
|
$625K
|
+$607K
|
+44,860
|
New
|
|
|
23
|
Guggenheim Capital
Chicago,
Illinois
|
$473K
|
-$24.8K
|
-1,833
|
-5%
|
|
|
24
|
Independence Trust
Franklin,
Tennessee
|
$406K
|
–
|
–
|
–
|
|
|
25
|
Virtu KCG Holdings
New York
|
$298K
|
+$57.3K
|
+4,241
|
+25%
|
|
