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ZTR

Virtus Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RVP
1
Relative Value Partners
Illinois
$26.3M +$27.3M +2,091,018 New
KIM
2
Karpus Investment Management
New York
$22.1M +$22.4M +1,720,386 New
RCM
3
Rivernorth Capital Management
Florida
$12.7M +$12.8M +983,945 New
Morgan Stanley
4
Morgan Stanley
New York
$12.6M +$12.8M +982,091 New
CA
5
Commerzbank Aktiengesellschaft
Germany
$5.14M +$5.22M +400,000 New
PPA
6
Parametric Portfolio Associates
Washington
$4.97M +$5.04M +386,326 New
SIA
7
Sit Investment Associates
Minnesota
$4.37M +$4.43M +339,500 New
CA
8
Cornerstone Advisors
North Carolina
$4.17M +$4.23M +323,978 New
Wells Fargo
9
Wells Fargo
California
$3.37M +$3.42M +261,921 New
SG Americas Securities
10
SG Americas Securities
New York
$3.14M +$3.18M +243,885 New
DA
11
Doliver Advisors
Texas
$3.13M +$3.17M +243,088 New
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$2.55M +$2.59M +198,377 New
SNC
13
Stifel Nicolaus & Co
Missouri
$2.02M +$2.05M +157,286 New
SCM
14
Sterneck Capital Management
Missouri
$1.97M +$2M +153,519 New
1CP
15
1607 Capital Partners
Virginia
$1.58M +$1.61M +123,195 New
Deutsche Bank
16
Deutsche Bank
Germany
$1.37M +$1.39M +106,330 New
AA
17
Ancora Advisors
Ohio
$1.3M +$1.32M +101,100 New
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$1.26M +$1.28M +97,776 New
FAAS
19
First Allied Advisory Services
California
$1.2M +$1.21M +92,931 New
RFC
20
Regions Financial Corp
Alabama
$1.19M +$1.21M +92,500 New
Bank of America
21
Bank of America
North Carolina
$766K +$777K +59,552 New
LPL Financial
22
LPL Financial
California
$654K +$663K +50,856 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$476K +$483K +37,009 New
GC
24
Guggenheim Capital
Illinois
$461K +$467K +35,793 New
VAM
25
Visium Asset Management
New York
$409K +$414K +31,762 New