|
1
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$27.1M
|
+$415K
|
+66,499
|
+2%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$26.9M
|
-$4.92M
|
-789,432
|
-15%
|
|
|
3
|
|
$15.2M
|
+$787K
|
+126,261
|
+5%
|
|
|
4
|
Yakira Capital Management
Westport,
Connecticut
|
$11.7M
|
-$839K
|
-134,602
|
-7%
|
|
|
5
|
Clough Capital Partners
Boston,
Massachusetts
|
$7.56M
|
+$235K
|
+37,635
|
+3%
|
|
|
6
|
Centaurus Financial
Anaheim,
California
|
$4.2M
|
-$1.3M
|
-208,299
|
-23%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$4.1M
|
+$226K
|
+36,221
|
+6%
|
|
|
8
|
Guggenheim Capital
Chicago,
Illinois
|
$3.41M
|
+$71.6K
|
+11,489
|
+2%
|
|
|
9
|
CSS LLC
Chicago,
Illinois
|
$2.83M
|
–
|
–
|
–
|
|
|
10
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.75M
|
+$309K
|
+49,646
|
+12%
|
|
|
11
|
Private Advisor Group
Morristown,
New Jersey
|
$1.4M
|
+$707K
|
+113,472
|
+100%
|
|
|
12
|
|
$1.22M
|
+$513K
|
+82,235
|
+69%
|
|
|
13
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$814K
|
+$211K
|
+33,909
|
+34%
|
|
|
14
|
Woodline Partners
San Francisco,
California
|
$584K
|
–
|
–
|
–
|
|
|
15
|
AQR Arbitrage
Greenwich,
Connecticut
|
$561K
|
+$422K
|
+67,723
|
+276%
|
|
|
16
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$560K
|
+$32.9K
|
+5,282
|
+6%
|
|
|
17
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$555K
|
+$3.62K
|
+580
|
+0.6%
|
|
|
18
|
Raymond James & Associates
St Petersburg,
Florida
|
$552K
|
+$6.4K
|
+1,026
|
+1%
|
|
|
19
|
Landscape Capital Management
Englewood,
New Jersey
|
$471K
|
-$239K
|
-38,401
|
-33%
|
|
|
20
|
Nomura Holdings
Tokyo,
Japan
|
$454K
|
-$1.17M
|
-188,000
|
-72%
|
|
|
21
|
Cetera Advisor Networks
El Segundo,
California
|
$369K
|
+$20.6K
|
+3,300
|
+6%
|
|
|
22
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$354K
|
-$29.5K
|
-4,727
|
-8%
|
|
|
23
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$249K
|
+$74K
|
+11,879
|
+41%
|
|
|
24
|
Stifel Financial
St. Louis,
Missouri
|
$243K
|
-$35.7K
|
-5,732
|
-13%
|
|
|
25
|
Bank of America
Charlotte,
North Carolina
|
$211K
|
-$351K
|
-56,298
|
-62%
|
|
