|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$35.6M
|
+$9.4M
|
+679,343
|
+37%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$33.4M
|
+$1.84M
|
+133,299
|
+6%
|
|
|
3
|
Relative Value Partners
Northbrook,
Illinois
|
$31.8M
|
+$117K
|
+8,475
|
+0.4%
|
|
|
4
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$21.1M
|
-$2.36M
|
-170,603
|
-10%
|
|
|
5
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$12M
|
-$1.16M
|
-83,588
|
-9%
|
|
|
6
|
Ancora Advisors
Cleveland,
Ohio
|
$11M
|
-$1.03M
|
-74,300
|
-9%
|
|
|
7
|
|
$7.13M
|
-$2.22M
|
-160,826
|
-24%
|
|
|
8
|
Parametric Portfolio Associates
Seattle,
Washington
|
$4.75M
|
-$288K
|
-20,815
|
-6%
|
|
|
9
|
Wells Fargo
San Francisco,
California
|
$4.49M
|
+$211K
|
+15,221
|
+5%
|
|
|
10
|
SG Americas Securities
New York
|
$2.45M
|
-$645K
|
-46,610
|
-21%
|
|
|
11
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$2.35M
|
-$156K
|
-11,305
|
-6%
|
|
|
12
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$1.87M
|
+$345K
|
+24,936
|
+23%
|
|
|
13
|
1607 Capital Partners
Richmond,
Virginia
|
$1.73M
|
–
|
–
|
–
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$1.72M
|
-$1.43M
|
-103,610
|
-46%
|
|
|
15
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$1.36M
|
-$9.23K
|
-667
|
-0.7%
|
|
|
16
|
Regions Financial Corp
Birmingham,
Alabama
|
$1.3M
|
–
|
–
|
–
|
|
|
17
|
Stifel Financial
St. Louis,
Missouri
|
$1.3M
|
+$1.28M
|
+92,382
|
New
|
|
|
18
|
First Allied Advisory Services
San Diego,
California
|
$1.23M
|
-$21.1K
|
-1,527
|
-2%
|
|
|
19
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$762K
|
-$27.7K
|
-1,999
|
-4%
|
|
|
20
|
LPL Financial
San Diego,
California
|
$657K
|
-$29.8K
|
-2,155
|
-4%
|
|
|
21
|
CSS LLC
Chicago,
Illinois
|
$631K
|
–
|
–
|
–
|
|
|
22
|
Bank of America
Charlotte,
North Carolina
|
$508K
|
-$301K
|
-21,767
|
-38%
|
|
|
23
|
Independence Trust
Franklin,
Tennessee
|
$410K
|
–
|
–
|
–
|
|
|
24
|
Guggenheim Capital
Chicago,
Illinois
|
$336K
|
-$139K
|
-10,065
|
-30%
|
|
|
25
|
New England Securities
New York
|
$265K
|
+$3.49K
|
+252
|
+1%
|
|
