|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$36M
|
-$959K
|
-147,202
|
-3%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$26.9M
|
+$8.07M
|
+1,239,590
|
+43%
|
|
|
3
|
Yakira Capital Management
Westport,
Connecticut
|
$16.9M
|
-$3.17M
|
-485,886
|
-16%
|
|
|
4
|
|
$15.2M
|
+$493K
|
+75,756
|
+3%
|
|
|
5
|
Centaurus Financial
Anaheim,
California
|
$6.57M
|
-$36.5K
|
-5,596
|
-0.6%
|
|
|
6
|
Clough Capital Partners
Boston,
Massachusetts
|
$6M
|
-$643K
|
-98,763
|
-10%
|
|
|
7
|
Tradewinds LLC
Raleigh,
North Carolina
|
$4.38M
|
+$81.2K
|
+12,458
|
New
|
|
|
8
|
LPL Financial
San Diego,
California
|
$4.08M
|
-$84.4K
|
-12,957
|
-2%
|
|
|
9
|
Guggenheim Capital
Chicago,
Illinois
|
$3.52M
|
+$275K
|
+42,211
|
+9%
|
|
|
10
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$3.38M
|
-$58.2K
|
-8,936
|
-2%
|
|
|
11
|
Nomura Holdings
Tokyo,
Japan
|
$3.28M
|
–
|
–
|
–
|
|
|
12
|
CSS LLC
Chicago,
Illinois
|
$3.04M
|
+$31.5K
|
+4,831
|
+1%
|
|
|
13
|
Woodline Partners
San Francisco,
California
|
$630K
|
+$626K
|
+96,113
|
New
|
|
|
14
|
Landscape Capital Management
Englewood,
New Jersey
|
$612K
|
+$302K
|
+46,411
|
+99%
|
|
|
15
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$591K
|
-$113K
|
-17,337
|
-16%
|
|
|
16
|
Wolverine Asset Management
Chicago,
Illinois
|
$551K
|
+$548K
|
+84,190
|
New
|
|
|
17
|
Bank of America
Charlotte,
North Carolina
|
$522K
|
-$5.89K
|
-904
|
-1%
|
|
|
18
|
Doliver Advisors
Houston,
Texas
|
$512K
|
-$65.1K
|
-10,000
|
-11%
|
|
|
19
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$437K
|
+$435K
|
+66,752
|
New
|
|
|
20
|
Cetera Advisor Networks
El Segundo,
California
|
$376K
|
-$1.8K
|
-276
|
-0.5%
|
|
|
21
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$357K
|
+$21.2K
|
+3,258
|
+6%
|
|
|
22
|
Citadel Advisors
Miami,
Florida
|
$345K
|
+$343K
|
+52,631
|
New
|
|
|
23
|
Ameritas Advisory Services
Lincoln,
Nebraska
|
$345K
|
+$182K
|
+27,896
|
+113%
|
|
|
24
|
Raymond James & Associates
St Petersburg,
Florida
|
$332K
|
+$66.7K
|
+10,238
|
+25%
|
|
|
25
|
AQR Arbitrage
Greenwich,
Connecticut
|
$280K
|
+$111K
|
+16,968
|
+66%
|
|
