|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$60M
|
+$17.4M
|
+1,261,910
|
+42%
|
|
|
2
|
Relative Value Partners
Northbrook,
Illinois
|
$33.2M
|
+$670K
|
+48,584
|
+2%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$22.6M
|
-$12.2M
|
-882,380
|
-35%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$9.94M
|
-$76.5K
|
-5,550
|
-0.8%
|
|
|
5
|
Ancora Advisors
Cleveland,
Ohio
|
$9.33M
|
+$92.4K
|
+6,700
|
+1%
|
|
|
6
|
|
$6.9M
|
-$172K
|
-12,451
|
-2%
|
|
|
7
|
Parametric Portfolio Associates
Seattle,
Washington
|
$4.68M
|
+$211K
|
+15,317
|
+5%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$4.57M
|
+$144K
|
+10,455
|
+3%
|
|
|
9
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$2.03M
|
-$27.6K
|
-2,000
|
-1%
|
|
|
10
|
SG Americas Securities
New York
|
$1.96M
|
-$269K
|
-19,550
|
-12%
|
|
|
11
|
Stifel Financial
St. Louis,
Missouri
|
$1.81M
|
+$504K
|
+36,587
|
+40%
|
|
|
12
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$1.69M
|
-$139K
|
-10,100
|
-8%
|
|
|
13
|
1607 Capital Partners
Richmond,
Virginia
|
$1.68M
|
–
|
–
|
–
|
|
|
14
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$1.5M
|
-$14
|
-1
|
-0%
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$1.42M
|
+$533K
|
+38,697
|
+62%
|
|
|
16
|
Independence Trust
Franklin,
Tennessee
|
$1.32M
|
+$537K
|
+38,949
|
+71%
|
|
|
17
|
Regions Financial Corp
Birmingham,
Alabama
|
$1.3M
|
–
|
–
|
–
|
|
|
18
|
First Allied Advisory Services
San Diego,
California
|
$1.12M
|
-$147K
|
-10,663
|
-12%
|
|
|
19
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$743K
|
-$675K
|
-48,946
|
Closed
|
|
|
20
|
Doliver Advisors
Houston,
Texas
|
$719K
|
+$304K
|
+22,050
|
+75%
|
|
|
21
|
CSS LLC
Chicago,
Illinois
|
$657K
|
+$12.4K
|
+899
|
+2%
|
|
|
22
|
LPL Financial
San Diego,
California
|
$637K
|
-$9.9K
|
-718
|
-2%
|
|
|
23
|
Guggenheim Capital
Chicago,
Illinois
|
$366K
|
–
|
–
|
–
|
|
|
24
|
New England Securities
New York
|
$260K
|
-$1.38K
|
-100
|
-0.5%
|
|
|
25
|
UBS Group
Zurich,
Switzerland
|
$243K
|
+$238K
|
+17,297
|
New
|
|
