|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$55.2M
|
-$3.45M
|
-249,637
|
-6%
|
|
|
2
|
Relative Value Partners
Northbrook,
Illinois
|
$33.7M
|
+$1.38M
|
+99,612
|
+4%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$20.3M
|
-$1.85M
|
-134,046
|
-8%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$9.53M
|
-$182K
|
-13,165
|
-2%
|
|
|
5
|
Ancora Advisors
Cleveland,
Ohio
|
$9.11M
|
-$9.21M
|
-665,890
|
Closed
|
|
|
6
|
|
$6.71M
|
-$38.5K
|
-2,785
|
-0.6%
|
|
|
7
|
Parametric Portfolio Associates
Seattle,
Washington
|
$4.62M
|
+$48.9K
|
+3,539
|
+1%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$4.5M
|
+$38.8K
|
+2,808
|
+0.9%
|
|
|
9
|
SG Americas Securities
New York
|
$1.91M
|
–
|
–
|
–
|
|
|
10
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$1.81M
|
-$168K
|
-12,174
|
-8%
|
|
|
11
|
Stifel Financial
St. Louis,
Missouri
|
$1.7M
|
-$62.1K
|
-4,488
|
-3%
|
|
|
12
|
1607 Capital Partners
Richmond,
Virginia
|
$1.54M
|
-$106K
|
-7,700
|
-6%
|
|
|
13
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$1.52M
|
+$55.3K
|
+4,000
|
+4%
|
|
|
14
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$1.49M
|
-$159K
|
-11,489
|
-10%
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$1.4M
|
+$20K
|
+1,449
|
+1%
|
|
|
16
|
Regions Financial Corp
Birmingham,
Alabama
|
$1.26M
|
–
|
–
|
–
|
|
|
17
|
Independence Trust
Franklin,
Tennessee
|
$1.2M
|
-$88.7K
|
-6,415
|
-7%
|
|
|
18
|
First Allied Advisory Services
San Diego,
California
|
$1.04M
|
-$46.1K
|
-3,332
|
-4%
|
|
|
19
|
Financial & Investment Management Group
Traverse City,
Michigan
|
$893K
|
+$903K
|
+65,275
|
New
|
|
|
20
|
Wolverine Asset Management
Chicago,
Illinois
|
$893K
|
+$903K
|
+65,322
|
New
|
|
|
21
|
CSS LLC
Chicago,
Illinois
|
$650K
|
+$8.32K
|
+602
|
+1%
|
|
|
22
|
LPL Financial
San Diego,
California
|
$537K
|
-$83.5K
|
-6,042
|
-13%
|
|
|
23
|
Guggenheim Capital
Chicago,
Illinois
|
$431K
|
+$74.6K
|
+5,398
|
+21%
|
|
|
24
|
Doliver Advisors
Houston,
Texas
|
$406K
|
-$299K
|
-21,646
|
-42%
|
|
|
25
|
MSI Financial Services
Springfield,
Massachusetts
|
$254K
|
+$257K
|
+18,559
|
New
|
|
