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ZTR

Virtus Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$19.3M -$2.25M -393,830 -9%
RCM
2
Rivernorth Capital Management
Florida
$18M -$4.05M -709,519 -16%
Morgan Stanley
3
Morgan Stanley
New York
$12.7M +$856K +150,121 +6%
YCM
4
Yakira Capital Management
Connecticut
$8.74M -$633K -110,950 -6%
CCP
5
Clough Capital Partners
Massachusetts
$4.31M -$1.96M -344,103 -28%
KIM
6
Karpus Investment Management
New York
$4.03M +$4.72M +828,685 +8,287%
LPL Financial
7
LPL Financial
California
$3.27M +$38.4K +6,729 +1%
GC
8
Guggenheim Capital
Illinois
$3.24M +$652K +114,310 +20%
Stifel Financial
9
Stifel Financial
Missouri
$2.93M +$3.26M +571,391 +1,432%
CF
10
Centaurus Financial
California
$2.19M -$1.34M -234,779 -34%
BI
11
Bulldog Investors
New Jersey
$1.87M -$356K -62,366 -14%
AGM
12
Alpine Global Management
New York
$1.62M +$1.78M +312,086 +1,194%
AA
13
AQR Arbitrage
Connecticut
$1.6M +$1.38M +241,471 +262%
LCM
14
Landscape Capital Management
New Jersey
$1.44M +$1.27M +221,928 +287%
QL
15
Quarry LP
New York
$1.29M +$383K +67,150 +33%
PAG
16
Private Advisor Group
New Jersey
$1.16M +$85.8K +15,046 +7%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$1.09M +$1.3M +227,508 New
PAS
18
Park Avenue Securities
New York
$1.03M +$1.23M +215,622 New
SFS
19
Shaker Financial Services
Virginia
$973K +$1.06M +185,704 +1,089%
RVPG
20
Relative Value Partners Group
$771K +$915K +160,553 New
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$686K +$290K +50,891 +55%
Walleye Capital
22
Walleye Capital
New York
$601K +$714K +125,283 New
Millennium Management
23
Millennium Management
New York
$545K +$648K +113,599 New
SPC
24
Sigma Planning Corp
Michigan
$496K +$68.5K +12,006 +13%
RJA
25
Raymond James & Associates
Florida
$430K -$6.84K -1,199 -1%