|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$33.8M
|
-$1.86M
|
-282,355
|
-5%
|
|
|
2
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$28.4M
|
+$1.88M
|
+285,560
|
+7%
|
|
|
3
|
|
$15.3M
|
+$258K
|
+39,110
|
+2%
|
|
|
4
|
Yakira Capital Management
Westport,
Connecticut
|
$13.4M
|
-$3.43M
|
-520,644
|
-20%
|
|
|
5
|
Clough Capital Partners
Boston,
Massachusetts
|
$7.8M
|
+$1.9M
|
+288,880
|
+32%
|
|
|
6
|
Centaurus Financial
Anaheim,
California
|
$5.82M
|
-$687K
|
-104,227
|
-10%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$4.13M
|
+$101K
|
+15,393
|
+2%
|
|
|
8
|
Guggenheim Capital
Chicago,
Illinois
|
$3.56M
|
+$77.5K
|
+11,768
|
+2%
|
|
|
9
|
CSS LLC
Chicago,
Illinois
|
$3.01M
|
–
|
–
|
–
|
|
|
10
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$2.61M
|
-$743K
|
-112,857
|
-22%
|
|
|
11
|
Nomura Holdings
Tokyo,
Japan
|
$1.7M
|
-$1.56M
|
-237,339
|
-47%
|
|
|
12
|
|
$767K
|
+$781K
|
+118,500
|
New
|
|
|
13
|
Landscape Capital Management
Englewood,
New Jersey
|
$750K
|
+$147K
|
+22,377
|
+24%
|
|
|
14
|
Private Advisor Group
Morristown,
New Jersey
|
$732K
|
+$82.3K
|
+12,489
|
+12%
|
|
|
15
|
Baird Financial Group
Milwaukee,
Wisconsin
|
$648K
|
+$659K
|
+100,047
|
New
|
|
|
16
|
Woodline Partners
San Francisco,
California
|
$622K
|
–
|
–
|
–
|
|
|
17
|
Bank of America
Charlotte,
North Carolina
|
$590K
|
+$75.1K
|
+11,397
|
+14%
|
|
|
18
|
Sigma Planning Corp
Ann Arbor,
Michigan
|
$587K
|
+$3.5K
|
+531
|
+0.6%
|
|
|
19
|
Raymond James & Associates
St Petersburg,
Florida
|
$582K
|
+$258K
|
+39,172
|
+77%
|
|
|
20
|
Cetera Investment Advisers
Schaumburg,
Illinois
|
$562K
|
+$132K
|
+20,000
|
+30%
|
|
|
21
|
Doliver Advisors
Houston,
Texas
|
$504K
|
-$2.23K
|
-339
|
-0.4%
|
|
|
22
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$408K
|
+$56.3K
|
+8,546
|
+16%
|
|
|
23
|
Cetera Advisor Networks
El Segundo,
California
|
$372K
|
–
|
–
|
–
|
|
|
24
|
Wells Fargo
San Francisco,
California
|
$299K
|
+$250K
|
+37,946
|
+462%
|
|
|
25
|
Stifel Financial
St. Louis,
Missouri
|
$295K
|
+$26K
|
+3,942
|
+9%
|
|
