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ZTR

Virtus Total Return Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NES
26
New England Securities
New York
$270K +$36.2K +2,775 +16%
Jane Street
27
Jane Street
New York
$250K +$249K +19,068 New
VKH
28
Virtu KCG Holdings
New York
$224K +$223K +17,119 New
BNP Paribas Financial Markets
29
BNP Paribas Financial Markets
France
$208K +$2.61K +200 +1%
U
30
UBS
Switzerland
$138K -$3.99K -306 -3%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$136K +$136K +10,413 New
US Bancorp
32
US Bancorp
Minnesota
$98K +$97.7K +7,496 New
BRWA
33
B. Riley Wealth Advisors
Florida
$96K -$45.2K -3,469 -32%
WRM
34
Westport Resources Management
Connecticut
$82K
Creative Planning
35
Creative Planning
Kansas
$51K
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$51K +$6.52K +500 +15%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$36K -$185K -14,200 -84%
WF
38
WealthTrust Fairport
Ohio
$26K +$25.7K +1,975 New
Ameriprise
39
Ameriprise
Minnesota
$20K -$26.8K -2,059 -58%
AIG
40
American International Group
New York
$15.3K +$1.88K +144 +14%
OIA
41
Optimum Investment Advisors
Illinois
$13K +$13K +1,000 New
Citigroup
42
Citigroup
New York
$8K -$14.6K -1,119 -65%
TCOV
43
Trust Company of Vermont
Vermont
$8K +$7.82K +600 New
TRCT
44
Tower Research Capital (TRC)
New York
$3K -$22.2K -1,700 -89%
MFS
45
MSI Financial Services
Massachusetts
$1K
CA
46
Commerzbank Aktiengesellschaft
Germany
-$5.14M -400,000 Closed
RJFSA
47
Raymond James Financial Services Advisors
Florida
-$476K -37,009 Closed
M&T Bank
48
M&T Bank
New York
-$2K -178 Closed