Innovator US Equity Ultra Buffer ETF September
USEP
34 hedge funds and large institutions have $34.6M invested in Innovator US Equity Ultra Buffer ETF September in 2022 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 10 reducing their positions, and 4 closing their positions.
50% more first-time investments, than exits
New positions opened: 6 | Existing positions closed: 4
17% more capital invested
Capital invested by funds: $29.4M → $34.6M (+$5.11M)
14.39% more ownership
Funds ownership: 46.64% → 61.03% (+14%)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
3% less funds holding
Funds holding: 35 → 34 (-1)
30% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 10
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SIA
Soltis Investment Advisors
St. George,
Utah
|
+$6.54M |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$1.01M |
| 3 |
MCC
Money Concepts Capital
Palm Beach Gardens,
Florida
|
+$912K |
| 4 |
PWM
Palumbo Wealth Management
Great Neck,
New York
|
+$481K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$339K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AA
Advisory Alpha
Holland,
Michigan
|
-$2.07M |
| 2 |
AIC
Archer Investment Corporation
Carmel,
Indiana
|
-$714K |
| 3 |
SHIM
Stone House Investment Management
Tunkhannock,
Pennsylvania
|
-$490K |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$487K |
| 5 |
AI
Atria Investments
Charlotte,
North Carolina
|
-$204K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
IA
26
IFP Advisors
Tampa,
Florida
| $146K | +$142K | +5,047 | +558% |
|
|
FAG
27
Fortitude Advisory Group
Gig Harbor,
Washington
| $108K | – | – | – |
|
28
Morgan Stanley
New York
| $99K | – | – | – |
|
29
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $83K | -$1.74K | -62 | -2% |
|
|
AAP
30
Arax Advisory Partners
Denver,
Colorado
| $76K | -$90.6K | -3,224 | -55% |
|
|
SWM
31
Spire Wealth Management
Mclean,
Virginia
| $29K | – | – | – |
|
32
UBS Group
Zurich,
Switzerland
| $17K | +$17.2K | +612 | New |
|
33
Bank of Montreal
Toronto,
Ontario, Canada
| $14K | – | – | – |
|
|
NFSG
34
Newbridge Financial Services Group
Boca Raton,
Florida
| $7K | +$7.36K | +262 | New |
|
|
AA
35
Advisory Alpha
Holland,
Michigan
| – | -$2.07M | -72,167 | Closed |
|
|
SHIM
36
Stone House Investment Management
Tunkhannock,
Pennsylvania
| – | -$490K | -17,070 | Closed |
|
|
37
Citadel Advisors
Miami,
Florida
| – | -$487K | -16,972 | Closed |
|
|
CWP
38
Concord Wealth Partners
Abingdon,
Virginia
| – | -$3K | -118 | Closed |
|
USEP Hedge Fund Activity: Q1 2022 in Review
34 of the 6,341 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q1 2022, worth a combined $34.6M — up 17% from $29.4M a quarter earlier.
Buyers outnumbered sellers: 6 funds opened new USEP positions and 4 closed out — a net gain of 2 holders — while 7 added to existing stakes and 10 trimmed.
The largest buyer was Soltis Investment Advisors, opening a new position worth an estimated $6.54M. The largest seller was Advisory Alpha, exiting entirely with an estimated $2.07M sold.
- 34 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q1 2022, down from 35 in Q4 2021.
- Funds reported $34.6M of Innovator US Equity Ultra Buffer ETF September stock for Q1 2022, up 17% quarter-over-quarter.
- 6 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q1 2022 and 4 closed out, a net change of +2 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q1 2022 was Soltis Investment Advisors, an estimated $6.54M added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q1 2022 was Advisory Alpha, an estimated $2.07M sold.
Based on aggregated 13F filings for Q1 2022.