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Innovator US Equity Ultra Buffer ETF September
USEP

35 hedge funds and large institutions have $29.4M invested in Innovator US Equity Ultra Buffer ETF September in 2021 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 4

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

21% more funds holding

Funds holding: 29 → 35 (+6)

4% more capital invested

Capital invested by funds: $28.3M → $29.4M (+$1.17M)

1.09% less ownership

Funds ownership: 47.73% → 46.64% (-1.1%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
35
Holders Change
+6
Holders Change %
+20.69%
% of All Funds
0.54%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
10
Increased
11
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AA
Advisory Alpha
Michigan
+$2.05M
2
WP
WealthSource Partners
California
+$828K
3
SHIM
Stone House Investment Management
Pennsylvania
+$484K
4
Citadel Advisors
Citadel Advisors
Florida
+$482K
5
FA
Fermata Advisors
California
+$469K

Top Sellers

Rank Fund Capital Flow
1
HCM
Hudson Capital Management
New Jersey
-$5.5M
2
AIC
Archer Investment Corporation
Indiana
-$343K
3
SIA
Soltis Investment Advisors
Utah
-$263K
4
IA
IFP Advisors
Florida
-$96.1K
5
HI
Harbour Investments
Wisconsin
-$37.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
AAP
26
Arax Advisory Partners
Colorado
$169K +$137K +4,833 +455%
FAG
27
Fortitude Advisory Group
Washington
$109K +$108K +3,798 New
NFG
28
Next Financial Group
Texas
$103K +$102K +3,580 New
Morgan Stanley
29
Morgan Stanley
New York
$100K – – –
Carson Wealth (CWM LLC)
30
Carson Wealth (CWM LLC)
Nebraska
$86K +$85.3K +3,004 New
SWM
31
Spire Wealth Management
Virginia
$29K – – –
IA
32
IFP Advisors
Florida
$26K -$96.1K -3,387 -79%
CFA
33
Carroll Financial Associates
North Carolina
$24K – – –
Bank of Montreal
34
Bank of Montreal
Ontario, Canada
$14K – – –
CWP
35
Concord Wealth Partners
Virginia
$3K +$3.35K +118 New
HCM
36
Hudson Capital Management
New Jersey
– -$5.5M -197,756 Closed
SIA
37
Soltis Investment Advisors
Utah
– -$263K -9,475 Closed
SFP
38
Sterling Financial Planning
New Jersey
– -$29K -1,036 Closed
IFAM
39
Institutional & Family Asset Management
Colorado
– -$18K -643 Closed
1
2

USEP Hedge Fund Activity: Q4 2021 in Review

35 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q4 2021, worth a combined $29.4M — up 4.1% from $28.3M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new USEP positions and 4 closed out — a net gain of 6 holders — while 11 added to existing stakes and 4 trimmed.

The largest buyer was Advisory Alpha, opening a new position worth an estimated $2.05M. The largest seller was Hudson Capital Management, exiting entirely with an estimated $5.5M sold.

  • 35 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q4 2021, up from 29 in Q3 2021.
  • Funds reported $29.4M of Innovator US Equity Ultra Buffer ETF September stock for Q4 2021, up 4.1% quarter-over-quarter.
  • 10 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q4 2021 and 4 closed out, a net change of +6 holders.
  • The largest Innovator US Equity Ultra Buffer ETF September buyer in Q4 2021 was Advisory Alpha, an estimated $2.05M added.
  • The largest Innovator US Equity Ultra Buffer ETF September seller in Q4 2021 was Hudson Capital Management, an estimated $5.5M sold.

Based on aggregated 13F filings for Q4 2021.