Innovator US Equity Ultra Buffer ETF September
USEP
36 hedge funds and large institutions have $38.4M invested in Innovator US Equity Ultra Buffer ETF September in 2020 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 3 closing their positions.
333% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 3
80% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 5
33% more funds holding
Funds holding: 27 → 36 (+9)
3% less capital invested
Capital invested by funds: $39.7M → $38.4M (-$1.28M)
36.34% less ownership
Funds ownership: 92.24% → 55.9% (-36%)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AIC
Archer Investment Corporation
Carmel,
Indiana
|
+$5.75M |
| 2 |
MA
Mutual Advisors
Omaha,
Nebraska
|
+$5.52M |
| 3 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
+$2.78M |
| 4 |
OMC
Old Mission Capital
Chicago,
Illinois
|
+$850K |
| 5 |
AIC
Ameritas Investment Company
Lincoln,
Nebraska
|
+$750K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AI
Atria Investments
Charlotte,
North Carolina
|
-$10.1M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$884K |
| 3 |
Jane Street
New York
|
-$359K |
| 4 |
Wolverine Trading
Chicago,
Illinois
|
-$320K |
| 5 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
-$212K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
AAS
26
Avantax Advisory Services
Dallas,
Texas
| $269K | -$212K | -7,980 | -44% |
|
|
MCC
27
Money Concepts Capital
Palm Beach Gardens,
Florida
| $180K | +$177K | +6,646 | New |
|
|
KCM
28
Kathmere Capital Management
Wayne,
Pennsylvania
| $115K | – | – | – |
|
29
Morgan Stanley
New York
| $107K | +$104K | +3,925 | New |
|
|
WCAMG
30
Woodard & Company Asset Management Group
Bermuda Run,
North Carolina
| $81K | +$26.6K | +1,000 | +50% |
|
31
UBS Group
Zurich,
Switzerland
| $69K | +$67.8K | +2,552 | New |
|
|
HFA
32
Hoover Financial Advisors
Malvern,
Pennsylvania
| $28K | +$27K | +1,015 | New |
|
|
SFP
33
Sterling Financial Planning
Sparta,
New Jersey
| $28K | +$27.5K | +1,036 | New |
|
|
TWM
34
Tradition Wealth Management
Edina,
Minnesota
| $23K | +$22.7K | +856 | New |
|
35
Bank of Montreal
Toronto,
Ontario, Canada
| $14K | – | – | – |
|
|
ASN
36
Advisory Services Network
Atlanta,
Georgia
| $10K | – | – | – |
|
|
AI
37
Atria Investments
Charlotte,
North Carolina
| – | -$10.1M | -386,950 | Closed |
|
|
38
Wolverine Trading
Chicago,
Illinois
| – | -$320K | -12,341 | Closed |
|
USEP Hedge Fund Activity: Q4 2020 in Review
36 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF September (USEP) for Q4 2020, worth a combined $38.4M — down 3.2% from $39.7M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new USEP positions and 3 closed out — a net gain of 10 holders — while 9 added to existing stakes and 5 trimmed.
The largest buyer was Archer Investment Corporation, adding an estimated $5.75M. The largest seller was Atria Investments, exiting entirely with an estimated $10.1M sold.
- 36 institutional investors held Innovator US Equity Ultra Buffer ETF September (USEP) as of Q4 2020, up from 27 in Q3 2020.
- Funds reported $38.4M of Innovator US Equity Ultra Buffer ETF September stock for Q4 2020, down 3.2% quarter-over-quarter.
- 13 funds opened new Innovator US Equity Ultra Buffer ETF September positions in Q4 2020 and 3 closed out, a net change of +10 holders.
- The largest Innovator US Equity Ultra Buffer ETF September buyer in Q4 2020 was Archer Investment Corporation, an estimated $5.75M added.
- The largest Innovator US Equity Ultra Buffer ETF September seller in Q4 2020 was Atria Investments, an estimated $10.1M sold.
Based on aggregated 13F filings for Q4 2020.