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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

99 hedge funds and large institutions have $593M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2017 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 37 increasing their positions, 37 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

22% more capital invested

Capital invested by funds: $487M → $593M (+$106M)

3% more funds holding

Funds holding: 9699 (+3)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

0% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 37

Holders
99
Holders Change
+3
Holders Change %
+3.13%
% of All Funds
2.47%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.12%
New
15
Increased
37
Reduced
37
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AG
51
Advisor Group
Arizona
$923K -$368K -7,298 -28%
TFA
52
Transamerica Financial Advisors
Florida
$900K -$117K -2,327 -12%
CAN
53
Cetera Advisor Networks
California
$893K -$103K -2,041 -10%
OIA
54
Optimum Investment Advisors
Illinois
$888K -$322K -6,387 -27%
WAM
55
Weatherly Asset Management
California
$866K +$32.7K +650 +4%
TW
56
Transform Wealth
Colorado
$859K +$859K +17,050 New
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$830K +$539K +10,705 +185%
TCM
58
TD Capital Management
Tennessee
$824K -$225K -4,460 -21%
YP
59
Yellowstone Partners
Idaho
$806K +$806K +15,993 New
RIL
60
Rothschild Investment LLC
Illinois
$794K -$1.58M -31,345 -67%
IA
61
IFP Advisors
Florida
$734K +$113K +2,248 +18%
OMC
62
Old Mission Capital
Illinois
$713K +$346K +6,870 +94%
AWM
63
AE Wealth Management
Kansas
$704K +$66.7K +1,325 +10%
TCM
64
Texan Capital Management
Texas
$670K +$306K +6,070 +84%
DSC
65
Duncker Streett & Co
Missouri
$652K -$40.3K -800 -6%
Stifel Financial
66
Stifel Financial
Missouri
$650K +$139K +2,735 +27%
AIM
67
Astor Investment Management
Illinois
$649K -$202K -4,006 -24%
JP Morgan Chase
68
JP Morgan Chase
New York
$617K +$257K +5,102 +71%
AA
69
Ancora Advisors
Ohio
$610K +$610K +12,109 New
GC
70
Grimes & Company
Massachusetts
$557K -$827K -16,432 -60%
BWL
71
Bogart Wealth LLC
Virginia
$552K -$42.1K -836 -7%
KeyBank National Association
72
KeyBank National Association
Ohio
$532K -$5.03K -100 -0.9%
FAAS
73
First Allied Advisory Services
California
$527K -$2.18M -43,141 -81%
WAP
74
Wealthcare Advisory Partners
Pennsylvania
$517K +$517K +10,263 New
OC
75
Oarsman Capital
Wisconsin
$515K +$15.1K +300 +3%

ULQ Hedge Fund Activity: Q3 2017 in Review

99 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q3 2017, worth a combined $593M — up 22% from $487M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new ULQ positions and 12 closed out — a net gain of 3 holders — while 37 added to existing stakes and 37 trimmed.

The largest buyer was Guggenheim Capital, opening a new position worth an estimated $84.5M. The largest seller was Financial Advisory Group, cutting an estimated $47.7M.

  • 99 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q3 2017, up from 96 in Q2 2017.
  • Funds reported $593M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q3 2017, up 22% quarter-over-quarter.
  • 15 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q3 2017 and 12 closed out, a net change of +3 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q3 2017 was Guggenheim Capital, an estimated $84.5M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q3 2017 was Financial Advisory Group, an estimated $47.7M sold.

Based on aggregated 13F filings for Q3 2017.