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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF

Delisted

ULQ was delisted on the 31st of May, 2011.

58 hedge funds and large institutions have $409M invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2014 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

8% less funds holding

Funds holding: 6358 (-5)

14% less funds holding in top 10

Funds holding in top 10: 76 (-1)

15% less capital invested

Capital invested by funds: $481M → $409M (-$71.3M)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

Holders
58
Holders Change
-5
Holders Change %
-7.94%
% of All Funds
1.68%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.17%
New
10
Increased
21
Reduced
19
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GGPS
51
Gary Goldberg Planning Services
New York
$50K
NFG
52
Next Financial Group
Texas
$45K
AIG
53
American International Group
New York
$40.7K -$378K -7,526 -90%
IPC
54
Independent Portfolio Consultants
Florida
$26K
Citigroup
55
Citigroup
New York
$21K
TRCT
56
Tower Research Capital (TRC)
New York
$15K +$15K +300 New
FANJ
57
Financial Architects (New Jersey)
New Jersey
$10K
LFR
58
Lehman Financial Resources
Pennsylvania
$5K +$5K +100 New
PAG
59
Pinnacle Advisory Group
Maryland
-$63.7M -1,266,095 Closed
DS
60
DRW Securities
Illinois
-$1.29M -25,739 Closed
FA
61
FCG Advisors
New Jersey
-$949K -18,850 Closed
Jane Street
62
Jane Street
New York
-$667K -13,257 Closed
KFS
63
KMS Financial Services
Washington
-$633K -12,591 Closed
Susquehanna International Group
64
Susquehanna International Group
Pennsylvania
-$521K -10,351 Closed
LNWWM
65
Laird Norton Wetherby Wealth Management
California
-$254K -5,052 Closed
FNBT
66
FineMark National Bank & Trust
Florida
-$151K -3,000 Closed
WA
67
WFG Advisors
Texas
-$40K -800 Closed
US Bancorp
68
US Bancorp
Minnesota
-$30K -600 Closed
PSI
69
Pinnacle Summer Investments
Virginia
-$30K -590 Closed
Creative Planning
70
Creative Planning
Kansas
-$20K -400 Closed
Ameriprise
71
Ameriprise
Minnesota
-$11K -219 Closed
AssetMark Inc
72
AssetMark Inc
California
-$7K -138 Closed

ULQ Hedge Fund Activity: Q3 2014 in Review

58 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q3 2014, worth a combined $409M — down 15% from $481M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of ULQ and 10 opened new positions — a net loss of 4 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was Miracle Mile Advisors, opening a new position worth an estimated $7.57M. The largest seller was Pinnacle Advisory Group, exiting entirely with an estimated $63.7M sold.

  • 58 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q3 2014, down from 63 in Q2 2014.
  • Funds reported $409M of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q3 2014, down 15% quarter-over-quarter.
  • 10 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q3 2014 and 14 closed out, a net change of -4 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q3 2014 was Miracle Mile Advisors, an estimated $7.57M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q3 2014 was Pinnacle Advisory Group, an estimated $63.7M sold.

Based on aggregated 13F filings for Q3 2014.