Next Financial Group’s CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF ULQ Stock Holding History

Next Financial Group’s Portfolio ULQ Stock Details ULQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1,408	Closed	-$71K	–	2066
2017 Q2	$71K	Buy	+1,408	New	+$71K	0.02%	660
2017 Q1	–	Sell	-1,250	Closed	-$63K	–	2565
2016 Q4	$63K	Hold	1,250	–	–	0.01%	869
2016 Q3	$63K	Buy	+1,250	New	+$63K	0.01%	847
2015 Q3	–	Sell	-97	Closed	-$4K	–	2099
2015 Q2	$4K	Hold	97	–	–	﹤0.01%	1576
2015 Q1	$4K	Hold	97	–	–	﹤0.01%	1589
2014 Q4	$5K	Sell	97 -800	-89%	-$41.2K	﹤0.01%	1549
2014 Q3	$45K	Hold	897	–	–	0.01%	1001
2014 Q2	$45K	Buy	+897	New	+$45K	0.02%	376

Other funds holding ULQ

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SWP

Stratos Wealth Partners Beachwood, Ohio $8.8B AUM 21.82% 1-Year Est. Return

BCMO

Buckingham Capital Management (Ohio) Dayton, Ohio $872M AUM 18.49% 1-Year Est. Return

Nottingham Advisors Amherst, New York $777M AUM 14.68% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Next Financial Group's ULQ Position: Q3 2017 in Review

Next Financial Group sold out of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) in Q3 2017, closing a stake of 1,408 shares — an estimated $71K sold.

Next Financial Group first reported a position in ULQ in Q2 2014 and held it in 8 quarters. The position peaked at $71K in Q2 2017. 99 funds tracked by Wall St. Rank hold ULQ as of Q3 2017.

Next Financial Group reported no remaining CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position as of Q3 2017 after selling out during the quarter.
Next Financial Group sold 1,408 CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF shares in Q3 2017, an estimated $71K.
Next Financial Group first reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in Q2 2014 and held it in 8 quarters.
Next Financial Group's CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF position peaked at $71K in Q2 2017.
99 funds tracked by Wall St. Rank held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF as of Q3 2017.

Based on Next Financial Group's 13F filing for Q3 2017, filed 8 Nov 2017.