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ULQ

CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ

Delisted

ULQ was delisted on the 31st of May, 2011.

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48 hedge funds and large institutions have $1.07B invested in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF in 2013 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 13 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

850% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 2

261% more capital invested

Capital invested by funds: $298M → $1.07B (+$777M)

50% more funds holding

Funds holding: 32 → 48 (+16)

8% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 12

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
48
Holders Change
+16
Holders Change %
+50%
% of All Funds
1.56%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
19
Increased
13
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
GC
Guggenheim Capital
Illinois
+$23.1M
2
Bank of America
Bank of America
North Carolina
+$14M
3
Wells Fargo
Wells Fargo
California
+$6.15M
4
U
UBS
Switzerland
+$4.3M
5
JG
Jefferies Group
New York
+$4.2M

Top Sellers

Rank Fund Capital Flow
1
PAG
Pinnacle Advisory Group
Maryland
-$10.9M
2
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$7.25M
3
DS
DRW Securities
Illinois
-$719K
4
PAS
Partnervest Advisory Services
California
-$198K
5
Nomura Holdings
Nomura Holdings
Japan
-$154K
Name Holding Trade Value Shares
Change 		Change in
Stake
William Blair & Company
26
William Blair & Company
Illinois
$706K – – –
VAM
27
Visionary Asset Management
Texas
$640K +$640K +12,751 New
KFS
28
KMS Financial Services
Washington
$564K +$564K +11,242 New
PAS
29
Partnervest Advisory Services
California
$542K -$198K -3,950 -27%
ACM
30
Argentus Capital Management
Texas
$542K -$46.3K -923 -8%
FAAS
31
First Allied Advisory Services
California
$420K +$18.6K +371 +5%
SNC
32
Stifel Nicolaus & Co
Missouri
$369K +$369K +7,354 New
JP Morgan Chase
33
JP Morgan Chase
New York
$347K +$347K +6,917 New
DS
34
DRW Securities
Illinois
$287K -$719K -14,329 -71%
TFA
35
Transamerica Financial Advisors
Florida
$260K -$78K -1,550 -23%
B
36
Baird
Wisconsin
$236K +$236K +4,705 New
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$227K +$225K +4,479 +9,737%
WIM
38
Windhaven Investment Management
Massachusetts
$144K -$8.58K -170,993 -6%
GGPS
39
Gary Goldberg Planning Services
New York
$50K – – –
HI
40
Hudock Inc
Pennsylvania
$50K +$50K +999 New
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$50K +$50K +1,000 New
AIG
42
American International Group
New York
$27.8K -$14.4K -287 -34%
Creative Planning
43
Creative Planning
Kansas
$27K -$75.1K -1,471 -74%
RIA
44
Regal Investment Advisors
Michigan
$23K – – –
Citigroup
45
Citigroup
New York
$21K – – –
MFS
46
MSI Financial Services
Massachusetts
$20K +$10K +200 +100%
HNB
47
Huntington National Bank
Ohio
$5K – – –
MA
48
MCF Advisors
Kentucky
$3K +$3K +50 New
Northwestern Mutual Wealth Management
49
Northwestern Mutual Wealth Management
Wisconsin
$2K +$2K +33 New
GI
50
Gradient Investments
Minnesota
$1K +$1K +11 New
1
2
3

ULQ Hedge Fund Activity: Q3 2013 in Review

48 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) for Q3 2013, worth a combined $1.07B — up 261% from $298M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new ULQ positions and 2 closed out — a net gain of 17 holders — while 13 added to existing stakes and 12 trimmed.

The largest buyer was Guggenheim Capital, adding an estimated $23.1M. The largest seller was Pinnacle Advisory Group, cutting an estimated $10.9M.

  • 48 institutional investors held CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF (ULQ) as of Q3 2013, up from 32 in Q2 2013.
  • Funds reported $1.07B of CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF stock for Q3 2013, up 261% quarter-over-quarter.
  • 19 funds opened new CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF positions in Q3 2013 and 2 closed out, a net change of +17 holders.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF buyer in Q3 2013 was Guggenheim Capital, an estimated $23.1M added.
  • The largest CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF seller in Q3 2013 was Pinnacle Advisory Group, an estimated $10.9M sold.

Based on aggregated 13F filings for Q3 2013.