Innovator US Equity Ultra Buffer ETF January
UJAN
9 hedge funds and large institutions have $27.6M invested in Innovator US Equity Ultra Buffer ETF January in 2019 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 2 closing their positions.
221% more capital invested
Capital invested by funds: $8.59M → $27.6M (+$19M)
50% more repeat investments, than reductions
Existing positions increased: 3 | Existing positions reduced: 2
42.53% more ownership
Funds ownership: 27.65% → 70.18% (+43%)
0% more funds holding
Funds holding: 9 → 9 (0)
0% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CAN
Cetera Advisor Networks
El Segundo,
California
|
+$969K |
| 2 |
DP
Denver PWM
Denver,
Colorado
|
+$641K |
| 3 |
AG
Advisor Group
Phoenix,
Arizona
|
+$460K |
| 4 |
VBFP
Valtinson Bruner Financial Planning
New Brighton,
Minnesota
|
+$122K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Jane Street
New York
|
-$729K |
| 2 |
SMFS
Squar Milner Financial Services
Irvine,
California
|
-$282K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$123K |
| 4 |
PAG
Private Advisory Group
Redmond,
Washington
|
-$48.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
MWM
1
Maltin Wealth Management
Ridgewood,
New Jersey
| $17.9M | +$17.8M | +641,909 | New |
|
|
VBFP
2
Valtinson Bruner Financial Planning
New Brighton,
Minnesota
| $2.13M | +$122K | +4,411 | +6% |
|
3
Carson Wealth (CWM LLC)
Omaha,
Nebraska
| $2.12M | – | – | – |
|
|
DP
4
Denver PWM
Denver,
Colorado
| $1.97M | +$641K | +23,145 | +49% |
|
|
AG
5
Advisor Group
Phoenix,
Arizona
| $1.57M | +$460K | +16,600 | +42% |
|
|
CAN
6
Cetera Advisor Networks
El Segundo,
California
| $975K | +$969K | +35,009 | New |
|
|
PAG
7
Private Advisory Group
Redmond,
Washington
| $385K | -$48.1K | -1,736 | -11% |
|
|
8
Citadel Advisors
Miami,
Florida
| $313K | -$123K | -4,436 | -28% |
|
|
BFC
9
Bedel Financial Consulting
Indianapolis,
Indiana
| $255K | – | – | – |
|
|
10
Jane Street
New York
| – | -$729K | -26,616 | Closed |
|
|
SMFS
11
Squar Milner Financial Services
Irvine,
California
| – | -$282K | -9,870 | Closed |
|
UJAN Hedge Fund Activity: Q4 2019 in Review
9 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q4 2019, worth a combined $27.6M — up 221% from $8.59M a quarter earlier.
Fund positioning in UJAN was balanced in Q4 2019: 2 funds opened new positions, 2 closed out, 3 added to existing stakes and 2 trimmed.
The largest buyer was Cetera Advisor Networks, opening a new position worth an estimated $969K. The largest seller was Jane Street, exiting entirely with an estimated $729K sold.
- 9 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q4 2019, unchanged from Q3 2019.
- Funds reported $27.6M of Innovator US Equity Ultra Buffer ETF January stock for Q4 2019, up 221% quarter-over-quarter.
- 2 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q4 2019 and 2 closed out, a net change of 0 holders.
- The largest Innovator US Equity Ultra Buffer ETF January buyer in Q4 2019 was Cetera Advisor Networks, an estimated $969K added.
- The largest Innovator US Equity Ultra Buffer ETF January seller in Q4 2019 was Jane Street, an estimated $729K sold.
Based on aggregated 13F filings for Q4 2019.