Advisor Group’s Innovator US Equity Ultra Buffer ETF January UJAN Stock Holding History

Advisor Group’s Portfolio UJAN Stock Details UJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.57M	Buy	56,429 +16,600	+42%	+$460K	0.01%	939
2019 Q3	$1.09M	Buy	39,829 +18,929	+91%	+$516K	0.01%	1092
2019 Q2	$567K	Buy	20,900 +1,650	+9%	+$44.3K	﹤0.01%	1533
2019 Q1	$513K	Buy	+19,250	New	+$503K	﹤0.01%	1569

Other funds holding UJAN

Maltin Wealth Management Ridgewood, New Jersey $262M AUM 19.65% 1-Year Est. Return

Valtinson Bruner Financial Planning New Brighton, Minnesota $364M AUM 9.63% 1-Year Est. Return

Carson Wealth (CWM LLC)

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Denver PWM Denver, Colorado $291M AUM 12.15% 1-Year Est. Return

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Private Advisory Group Redmond, Washington $1.52B AUM 41.01% 1-Year Est. Return

Citadel Advisors

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Bedel Financial Consulting Indianapolis, Indiana $888M AUM 19.91% 1-Year Est. Return