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Innovator US Equity Ultra Buffer ETF January

31 hedge funds and large institutions have $61.1M invested in Innovator US Equity Ultra Buffer ETF January in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 5 increasing their positions, 12 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

13.24% more ownership

Funds ownership: 38.4%51.64% (+13%)

7% more capital invested

Capital invested by funds: $57.2M → $61.1M (+$3.88M)

3% more funds holding

Funds holding: 3031 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

58% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 12

Holders
31
Holders Change
+1
Holders Change %
+3.33%
% of All Funds
0.63%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
6
Increased
5
Reduced
12
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$19.2M +$14.3M +502,438 +295%
MWM
2
Maltin Wealth Management
New Jersey
$11.4M -$399K -14,047 -3%
SIA
3
Soltis Investment Advisors
Utah
$6.3M -$333K -11,723 -5%
MML Investors Services
4
MML Investors Services
Massachusetts
$3.92M -$10.3M -361,342 -72%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.93M +$1.95M +68,774 +203%
HighTower Advisors
6
HighTower Advisors
Illinois
$2.63M
Carson Wealth (CWM LLC)
7
Carson Wealth (CWM LLC)
Nebraska
$2.12M
VBFP
8
Valtinson Bruner Financial Planning
Minnesota
$2.08M -$44.4K -1,565 -2%
ISG
9
Investment Security Group
Colorado
$1.33M -$213K -7,500 -14%
Jane Street
10
Jane Street
New York
$1.33M +$1.32M +46,442 New
Osaic Holdings
11
Osaic Holdings
Arizona
$1.1M +$20.4K +718 +2%
JSL
12
JT Stratford LLC
Georgia
$940K
KAS
13
Kestra Advisory Services
Texas
$798K +$793K +27,922 New
TFS
14
TrustCore Financial Services
Tennessee
$647K -$119K -4,181 -16%
CAN
15
Cetera Advisor Networks
California
$630K +$147K +5,175 +31%
AIC
16
Archer Investment Corporation
Indiana
$629K -$284K -10,000 -31%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$514K -$8.55K -301 -2%
PI
18
Parkside Investments
Illinois
$414K
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$347K -$3.45M -121,401 -91%
BFC
20
Bedel Financial Consulting
Indiana
$295K +$32.5K +1,143 +12%
XF
21
XML Financial
Maryland
$288K
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$265K -$63.9K -2,250 -20%
AAP
23
Arax Advisory Partners
Colorado
$229K -$25.4K -894 -10%
SHWM
24
Silicon Hills Wealth Management
Texas
$217K -$8.23K -290 -4%
KP
25
Keel Point
Alabama
$214K +$212K +7,473 New

UJAN Hedge Fund Activity: Q3 2020 in Review

31 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q3 2020, worth a combined $61.1M — up 6.8% from $57.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new UJAN positions and 5 closed out — a net gain of 1 holder — while 5 added to existing stakes and 12 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $14.3M. The largest seller was MML Investors Services, cutting an estimated $10.3M.

  • 31 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q3 2020, up from 30 in Q2 2020.
  • Funds reported $61.1M of Innovator US Equity Ultra Buffer ETF January stock for Q3 2020, up 6.8% quarter-over-quarter.
  • 6 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q3 2020 and 5 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q3 2020 was Commonwealth Equity Services, an estimated $14.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q3 2020 was MML Investors Services, an estimated $10.3M sold.

Based on aggregated 13F filings for Q3 2020.