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Innovator US Equity Ultra Buffer ETF January

29 hedge funds and large institutions have $50.9M invested in Innovator US Equity Ultra Buffer ETF January in 2020 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 3 increasing their positions, 2 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,100% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 1

222% more funds holding

Funds holding: 929 (+20)

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

85% more capital invested

Capital invested by funds: $27.6M → $50.9M (+$23.3M)

50% more repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 2

25.8% less ownership

Funds ownership: 70.18%44.38% (-26%)

Holders
29
Holders Change
+20
Holders Change %
+222.22%
% of All Funds
0.64%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
22
Increased
3
Reduced
2
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MWM
1
Maltin Wealth Management
New Jersey
$11M -$5.78M -211,794 -33%
Citadel Advisors
2
Citadel Advisors
Florida
$8.51M +$8.75M +320,305 +2,844%
SIA
3
Soltis Investment Advisors
Utah
$4.8M +$5.1M +186,778 New
CAN
4
Cetera Advisor Networks
California
$3.57M +$2.84M +104,043 +297%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$2.77M +$2.94M +107,798 New
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$2.15M +$2.29M +83,789 New
Carson Wealth (CWM LLC)
7
Carson Wealth (CWM LLC)
Nebraska
$2.12M
VBFP
8
Valtinson Bruner Financial Planning
Minnesota
$2M -$18.5K -677 -0.9%
DP
9
Denver PWM
Colorado
$1.97M +$198K +7,257 +10%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$1.64M +$1.74M +63,857 New
ISG
11
Investment Security Group
Colorado
$1.43M +$1.52M +55,523 New
HighTower Advisors
12
HighTower Advisors
Illinois
$1.22M +$1.3M +47,544 New
AIC
13
Ameritas Investment Company
Nebraska
$968K +$1.04M +38,054 New
AIC
14
Archer Investment Corporation
Indiana
$899K +$956K +35,000 New
JSL
15
JT Stratford LLC
Georgia
$845K +$898K +32,900 New
Osaic Holdings
16
Osaic Holdings
Arizona
$673K +$716K +26,220 New
Jane Street
17
Jane Street
New York
$561K +$596K +21,838 New
IA
18
IFP Advisors
Florida
$533K +$561K +20,560 New
OMC
19
Old Mission Capital
Illinois
$530K +$563K +20,638 New
Wolverine Trading
20
Wolverine Trading
Illinois
$465K +$495K +18,143 New
SI
21
Stephens Inc
Arkansas
$454K +$483K +17,678 New
SC
22
Slow Capital
California
$403K +$428K +15,683 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$296K +$315K +11,520 New
XF
24
XML Financial
Maryland
$259K +$275K +10,073 New
BFC
25
Bedel Financial Consulting
Indiana
$235K

UJAN Hedge Fund Activity: Q1 2020 in Review

29 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q1 2020, worth a combined $50.9M — up 85% from $27.6M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new UJAN positions and 1 closed out — a net gain of 21 holders — while 3 added to existing stakes and 2 trimmed.

The largest buyer was Citadel Advisors, adding an estimated $8.75M. The largest seller was Maltin Wealth Management, cutting an estimated $5.78M.

  • 29 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q1 2020, up from 9 in Q4 2019.
  • Funds reported $50.9M of Innovator US Equity Ultra Buffer ETF January stock for Q1 2020, up 85% quarter-over-quarter.
  • 22 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q1 2020 and 1 closed out, a net change of +21 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q1 2020 was Citadel Advisors, an estimated $8.75M added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q1 2020 was Maltin Wealth Management, an estimated $5.78M sold.

Based on aggregated 13F filings for Q1 2020.