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Innovator US Equity Ultra Buffer ETF January

30 hedge funds and large institutions have $57.2M invested in Innovator US Equity Ultra Buffer ETF January in 2020 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

12% more capital invested

Capital invested by funds: $50.9M → $57.2M (+$6.33M)

3% more funds holding

Funds holding: 2930 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

5.98% less ownership

Funds ownership: 44.38%38.4% (-6%)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

Holders
30
Holders Change
+1
Holders Change %
+3.45%
% of All Funds
0.62%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
5
Reduced
8
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MML Investors Services
1
MML Investors Services
Massachusetts
$13.8M +$13.5M +498,429 New
MWM
2
Maltin Wealth Management
New Jersey
$11.4M -$477K -17,651 -4%
SIA
3
Soltis Investment Advisors
Utah
$6.43M +$1.23M +45,349 +24%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.71M +$2.34M +86,411 +103%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.7M +$695K +25,734 +24%
HighTower Advisors
6
HighTower Advisors
Illinois
$2.56M +$1.21M +44,648 +94%
VBFP
7
Valtinson Bruner Financial Planning
Minnesota
$2.14M -$11.7K -434 -0.6%
Carson Wealth (CWM LLC)
8
Carson Wealth (CWM LLC)
Nebraska
$2.12M
ISG
9
Investment Security Group
Colorado
$1.5M -$40.1K -1,485 -3%
Osaic Holdings
10
Osaic Holdings
Arizona
$1.05M +$315K +11,645 +44%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$938K -$811K -30,010 -47%
JSL
12
JT Stratford LLC
Georgia
$912K
AIC
13
Archer Investment Corporation
Indiana
$887K -$81.1K -3,000 -9%
TFS
14
TrustCore Financial Services
Tennessee
$743K +$725K +26,812 New
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$507K +$494K +18,297 New
Citadel Advisors
16
Citadel Advisors
Florida
$487K -$8.49M -314,002 -95%
CAN
17
Cetera Advisor Networks
California
$468K -$3.3M -122,161 -88%
Northern Trust
18
Northern Trust
Illinois
$438K +$428K +15,823 New
PI
19
Parkside Investments
Illinois
$401K +$392K +14,500 New
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$319K
XF
21
XML Financial
Maryland
$279K
SMFS
22
Squar Milner Financial Services
California
$273K +$267K +9,870 New
BFC
23
Bedel Financial Consulting
Indiana
$254K
FWIA
24
Fort Washington Investment Advisors
Ohio
$252K +$246K +9,106 New
AAP
25
Arax Advisory Partners
Colorado
$247K

UJAN Hedge Fund Activity: Q2 2020 in Review

30 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q2 2020, worth a combined $57.2M — up 12% from $50.9M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new UJAN positions and 7 closed out — a net gain of 1 holder — while 5 added to existing stakes and 8 trimmed.

The largest buyer was MML Investors Services, opening a new position worth an estimated $13.5M. The largest seller was Citadel Advisors, cutting an estimated $8.49M.

  • 30 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q2 2020, up from 29 in Q1 2020.
  • Funds reported $57.2M of Innovator US Equity Ultra Buffer ETF January stock for Q2 2020, up 12% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q2 2020 and 7 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q2 2020 was MML Investors Services, an estimated $13.5M added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q2 2020 was Citadel Advisors, an estimated $8.49M sold.

Based on aggregated 13F filings for Q2 2020.