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Innovator US Equity Ultra Buffer ETF January

41 hedge funds and large institutions have $40M invested in Innovator US Equity Ultra Buffer ETF January in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.85% less ownership

Funds ownership: 43.73%42.88% (-0.85%)

13% less funds holding

Funds holding: 4741 (-6)

14% less capital invested

Capital invested by funds: $46.4M → $40M (-$6.41M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 16

67% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 6

Holders
41
Holders Change
-6
Holders Change %
-12.77%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
2
Increased
8
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
W
1
Wealthquest
Ohio
$6.96M +$2.15M +68,953 +45%
MWM
2
Maltin Wealth Management
New Jersey
$5.58M +$71.9K +2,308 +1%
SIA
3
Soltis Investment Advisors
Utah
$5.43M +$4.52M +145,231 +492%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$3.94M -$146K -4,686 -4%
SB
5
Strategic Blueprint
Georgia
$2.2M +$352K +11,310 +19%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.47M -$130K -4,187 -8%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.3M -$917K -29,423 -41%
CAG
8
Compass Advisory Group
New York
$927K
CAN
9
Cetera Advisor Networks
California
$860K -$74.5K -2,390 -8%
MML Investors Services
10
MML Investors Services
Massachusetts
$852K -$129K -4,130 -13%
VBFP
11
Valtinson Bruner Financial Planning
Minnesota
$849K -$4.64K -149 -0.5%
Osaic Holdings
12
Osaic Holdings
Arizona
$836K +$239K +7,684 +40%
AWA
13
Arete Wealth Advisors
Illinois
$666K -$62.3K -2,000 -9%
LPL Financial
14
LPL Financial
California
$646K +$31.6K +1,014 +5%
SEP
15
Southland Equity Partners
Missouri
$645K
JSL
16
JT Stratford LLC
Georgia
$522K
AIC
17
Archer Investment Corporation
Indiana
$521K -$87.9K -2,822 -14%
KCM
18
Kathmere Capital Management
Pennsylvania
$480K
BFC
19
Bedel Financial Consulting
Indiana
$446K -$35.6K -1,143 -7%
DFA
20
DHJJ Financial Advisors
Illinois
$441K
VA
21
Valmark Advisers
Ohio
$385K
Citadel Advisors
22
Citadel Advisors
Florida
$365K -$5.2M -166,863 -93%
FA
23
Fermata Advisors
California
$364K -$276K -8,862 -43%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$360K -$352K -11,300 -49%
OMC
25
Old Mission Capital
Illinois
$335K -$383K -12,278 -53%

UJAN Hedge Fund Activity: Q3 2021 in Review

41 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q3 2021, worth a combined $40M — down 14% from $46.4M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of UJAN and 2 opened new positions — a net loss of 4 holders — while 16 trimmed existing stakes and 8 added.

The largest buyer was Soltis Investment Advisors, adding an estimated $4.52M. The largest seller was Citadel Advisors, cutting an estimated $5.2M.

  • 41 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q3 2021, down from 47 in Q2 2021.
  • Funds reported $40M of Innovator US Equity Ultra Buffer ETF January stock for Q3 2021, down 14% quarter-over-quarter.
  • 2 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q3 2021 and 6 closed out, a net change of -4 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q3 2021 was Soltis Investment Advisors, an estimated $4.52M added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q3 2021 was Citadel Advisors, an estimated $5.2M sold.

Based on aggregated 13F filings for Q3 2021.