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Innovator US Equity Ultra Buffer ETF January

43 hedge funds and large institutions have $34.2M invested in Innovator US Equity Ultra Buffer ETF January in 2021 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 8 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

5% more funds holding

Funds holding: 4143 (+2)

3.67% more ownership

Funds ownership: 42.88%46.55% (+3.7%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

14% less capital invested

Capital invested by funds: $40M → $34.2M (-$5.78M)

47% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 15

Holders
43
Holders Change
+2
Holders Change %
+4.88%
% of All Funds
0.66%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
8
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
IIA
1
Integral Investment Advisors
California
$4.31M +$4.29M +136,462 New
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$3.84M -$166K -5,290 -4%
SB
3
Strategic Blueprint
Georgia
$3.37M +$1.13M +35,803 +50%
MWM
4
Maltin Wealth Management
New Jersey
$2.77M -$2.89M -92,050 -51%
CFCI
5
Comprehensive Financial Consultants Institutional
Indiana
$1.36M +$1.4M +44,515 New
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$1.34M -$150K -4,780 -10%
HighTower Advisors
7
HighTower Advisors
Illinois
$1.34M +$25.3K +806 +2%
SIA
8
Soltis Investment Advisors
Utah
$1.23M -$4.27M -135,833 -78%
CAG
9
Compass Advisory Group
New York
$942K
MML Investors Services
10
MML Investors Services
Massachusetts
$869K +$3.4K +108 +0.4%
CAN
11
Cetera Advisor Networks
California
$850K -$23.6K -750 -3%
VBFP
12
Valtinson Bruner Financial Planning
Minnesota
$843K -$11.1K -354 -1%
WKSWA
13
White Knight Strategic Wealth Advisors
New Jersey
$820K +$816K +25,964 New
WMS
14
Wealth Management Solutions
Pennsylvania
$745K +$741K +23,579 New
AWA
15
Arete Wealth Advisors
Illinois
$684K +$7.42K +236 +1%
SEP
16
Southland Equity Partners
Missouri
$656K
OMC
17
Old Mission Capital
Illinois
$615K +$273K +8,685 +81%
LPL Financial
18
LPL Financial
California
$595K -$61.1K -1,942 -9%
Osaic Holdings
19
Osaic Holdings
Arizona
$583K -$265K -8,428 -31%
JSL
20
JT Stratford LLC
Georgia
$531K
MSFS
21
Main Street Financial Solutions
Pennsylvania
$531K +$252K +8,000 +91%
CPIG
22
Chicago Partners Investment Group
Illinois
$514K +$529K +16,817 New
AIC
23
Archer Investment Corporation
Indiana
$498K -$31.2K -993 -6%
KCM
24
Kathmere Capital Management
Pennsylvania
$488K
DFA
25
DHJJ Financial Advisors
Illinois
$449K

UJAN Hedge Fund Activity: Q4 2021 in Review

43 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q4 2021, worth a combined $34.2M — down 14% from $40M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new UJAN positions and 7 closed out — a net gain of 2 holders — while 8 added to existing stakes and 15 trimmed.

The largest buyer was Strategic Blueprint, adding an estimated $1.13M. The largest seller was Wealthquest, cutting an estimated $6.68M.

  • 43 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q4 2021, up from 41 in Q3 2021.
  • Funds reported $34.2M of Innovator US Equity Ultra Buffer ETF January stock for Q4 2021, down 14% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q4 2021 and 7 closed out, a net change of +2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q4 2021 was Strategic Blueprint, an estimated $1.13M added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q4 2021 was Wealthquest, an estimated $6.68M sold.

Based on aggregated 13F filings for Q4 2021.