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Innovator US Equity Ultra Buffer ETF January

45 hedge funds and large institutions have $49.6M invested in Innovator US Equity Ultra Buffer ETF January in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

15% more funds holding

Funds holding: 3945 (+6)

7% more capital invested

Capital invested by funds: $46.4M → $49.6M (+$3.21M)

11.11% less ownership

Funds ownership: 52.97%41.86% (-11%)

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
0.79%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
13
Increased
14
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$6.25M +$542K +18,038 +10%
MWM
2
Maltin Wealth Management
New Jersey
$5.61M -$5.61M -186,692 -50%
AA
3
Advisory Alpha
Michigan
$3.31M +$3.27M +108,967 New
SIA
4
Soltis Investment Advisors
Utah
$3.25M -$2.97M -99,052 -48%
DLHL
5
Donald L. Hagan LLC
Florida
$3.07M +$3.03M +100,983 New
W
6
Wealthquest
Ohio
$2.51M +$1.53M +51,110 +162%
HighTower Advisors
7
HighTower Advisors
Illinois
$2.41M -$120K -4,000 -5%
VBFP
8
Valtinson Bruner Financial Planning
Minnesota
$2.16M -$20.4K -678 -1%
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$2.12M
SB
10
Strategic Blueprint
Georgia
$1.67M +$1.65M +54,910 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$1.63M +$1.22M +40,611 +308%
FA
12
Fermata Advisors
California
$1.5M +$1.49M +49,474 New
CAG
13
Compass Advisory Group
New York
$1.23M -$13K -432 -1%
MML Investors Services
14
MML Investors Services
Massachusetts
$1.12M -$131K -4,379 -11%
Citadel Advisors
15
Citadel Advisors
Florida
$953K +$942K +31,376 New
Osaic Holdings
16
Osaic Holdings
Arizona
$950K -$185K -6,161 -16%
CAN
17
Cetera Advisor Networks
California
$893K +$220K +7,341 +33%
SEP
18
Southland Equity Partners
Missouri
$721K +$204K +6,800 +40%
AWA
19
Arete Wealth Advisors
Illinois
$716K +$176K +5,875 +33%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$694K +$687K +22,866 New
AIC
21
Archer Investment Corporation
Indiana
$602K +$488K +16,236 +454%
Jane Street
22
Jane Street
New York
$540K +$278K +9,243 +108%
JSL
23
JT Stratford LLC
Georgia
$510K
BFC
24
Bedel Financial Consulting
Indiana
$493K
DFA
25
DHJJ Financial Advisors
Illinois
$464K +$121K +4,030 +36%

UJAN Hedge Fund Activity: Q1 2021 in Review

45 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q1 2021, worth a combined $49.6M — up 6.9% from $46.4M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new UJAN positions and 6 closed out — a net gain of 7 holders — while 14 added to existing stakes and 9 trimmed.

The largest buyer was Advisory Alpha, opening a new position worth an estimated $3.27M. The largest seller was Maltin Wealth Management, cutting an estimated $5.61M.

  • 45 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q1 2021, up from 39 in Q4 2020.
  • Funds reported $49.6M of Innovator US Equity Ultra Buffer ETF January stock for Q1 2021, up 6.9% quarter-over-quarter.
  • 13 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q1 2021 and 6 closed out, a net change of +7 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q1 2021 was Advisory Alpha, an estimated $3.27M added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q1 2021 was Maltin Wealth Management, an estimated $5.61M sold.

Based on aggregated 13F filings for Q1 2021.