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Innovator US Equity Ultra Buffer ETF January
UJAN

96 hedge funds and large institutions have $125M invested in Innovator US Equity Ultra Buffer ETF January in 2025 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 44 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

6% less funds holding

Funds holding: 102 → 96 (-6)

17.49% less ownership

Funds ownership: 78.21% → 60.72% (-17%)

29% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 14

39% less capital invested

Capital invested by funds: $205M → $125M (-$79.6M)

73% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 44

Holders
96
Holders Change
-6
Holders Change %
-5.88%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
10
Increased
12
Reduced
44
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIA
Foundations Investment Advisors
Arizona
+$636K
2
SF
Summit Financial
New Jersey
+$501K
3
PCA
Prosperity Capital Advisors
Ohio
+$474K
4
AI
Atria Investments
North Carolina
+$400K
5
GS
GTS Securities
New York
+$379K

Top Sellers

1
BCM
Brookstone Capital Management
Illinois
-$58.2M
2
IWM
IHT Wealth Management
Illinois
-$3.01M
3
FA
Fermata Advisors
California
-$2.42M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
-$1.63M
5
CA
Clearstead Advisors
Ohio
-$1.46M
Name Holding Trade Value Shares
Change 		Change in
Stake
SA
1
Sonoma Allocations
California
$17.9M +$17.6M +427,208 New
PCA
2
Prosperity Capital Advisors
Ohio
$8.65M +$474K +11,494 +6%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$7.9M -$1.63M -39,427 -17%
SB
4
Strategic Blueprint
Georgia
$5.7M -$23K -558 -0.4%
Osaic Holdings
5
Osaic Holdings
Arizona
$5.21M -$628K -15,213 -11%
Carson Wealth (CWM LLC)
6
Carson Wealth (CWM LLC)
Nebraska
$4.4M +$49.1K +1,190 +1%
Truist Financial
7
Truist Financial
North Carolina
$3.86M -$198K -4,793 -5%
CA
8
Clearstead Advisors
Ohio
$3.53M -$1.46M -35,416 -30%
BCM
9
Brookstone Capital Management
Illinois
$3.47M -$58.2M -1,408,903 -94%
BMM
10
Berkshire Money Management
Massachusetts
$3.36M – – –
MOS
11
MGO One Seven
Ohio
$3.23M -$126K -3,063 -4%
LPL Financial
12
LPL Financial
California
$3.06M -$39.6K -959 -1%
PWA
13
Prairie Wealth Advisors
Nebraska
$2.77M – – –
Raymond James Financial
14
Raymond James Financial
Florida
$2.38M -$102K -2,473 -4%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$2.34M +$243K +5,880 +12%
LF
16
Lantz Financial
Illinois
$2.19M -$27.4K -664 -1%
AF
17
Allworth Financial
California
$2.19M -$55.6K -1,347 -3%
IWM
18
IMG Wealth Management
Florida
$2.08M +$16.3K +396 +0.8%
KAS
19
Kestra Advisory Services
Texas
$1.95M +$363K +8,794 +23%
BCI
20
Brinker Capital Investments
Pennsylvania
$1.94M +$259K +6,275 +16%
SWM
21
Spire Wealth Management
Virginia
$1.89M -$185K -4,490 -9%
Wealth Enhancement Advisory Services
22
Wealth Enhancement Advisory Services
Minnesota
$1.79M -$53.7K -1,300 -3%
PA
23
PFG Advisors
Arizona
$1.71M -$16.5K -400 -1%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$1.62M -$188K -4,555 -11%
CVA
25
Central Valley Advisors
California
$1.59M -$7.64K -185 -0.5%
1
2 3 4 5

UJAN Hedge Fund Activity: Q3 2025 in Review

96 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q3 2025, worth a combined $125M — down 39% from $205M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of UJAN and 10 opened new positions — a net loss of 4 holders — while 44 trimmed existing stakes and 12 added.

The largest buyer was Foundations Investment Advisors, opening a new position worth an estimated $636K. The largest seller was Brookstone Capital Management, cutting an estimated $58.2M.

  • 96 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q3 2025, down from 102 in Q2 2025.
  • Funds reported $125M of Innovator US Equity Ultra Buffer ETF January stock for Q3 2025, down 39% quarter-over-quarter.
  • 10 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q3 2025 and 14 closed out, a net change of -4 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q3 2025 was Foundations Investment Advisors, an estimated $636K added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q3 2025 was Brookstone Capital Management, an estimated $58.2M sold.

Based on aggregated 13F filings for Q3 2025.