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Innovator US Equity Ultra Buffer ETF January

39 hedge funds and large institutions have $46.4M invested in Innovator US Equity Ultra Buffer ETF January in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 4 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

26% more funds holding

Funds holding: 3139 (+8)

1.33% more ownership

Funds ownership: 51.64%52.97% (+1.3%)

24% less capital invested

Capital invested by funds: $61.1M → $46.4M (-$14.7M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

73% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 15

Holders
39
Holders Change
+8
Holders Change %
+25.81%
% of All Funds
0.69%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
4
Reduced
15
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MWM
1
Maltin Wealth Management
New Jersey
$11.1M -$785K -26,847 -7%
SIA
2
Soltis Investment Advisors
Utah
$6.15M -$419K -14,325 -6%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$5.6M -$14.2M -484,934 -72%
TWM
4
Tradition Wealth Management
Minnesota
$4.99M +$4.89M +167,229 New
HighTower Advisors
5
HighTower Advisors
Illinois
$2.49M -$255K -8,711 -9%
VBFP
6
Valtinson Bruner Financial Planning
Minnesota
$2.13M -$67.4K -2,306 -3%
Carson Wealth (CWM LLC)
7
Carson Wealth (CWM LLC)
Nebraska
$2.12M
MML Investors Services
8
MML Investors Services
Massachusetts
$1.23M -$2.8M -95,803 -70%
CAG
9
Compass Advisory Group
New York
$1.22M +$1.19M +40,847 New
Osaic Holdings
10
Osaic Holdings
Arizona
$1.12M -$33K -1,130 -3%
W
11
Wealthquest
Ohio
$944K +$924K +31,627 New
KAS
12
Kestra Advisory Services
Texas
$834K +$935 +32 +0.1%
CAN
13
Cetera Advisor Networks
California
$659K
AWA
14
Arete Wealth Advisors
Illinois
$526K +$517K +17,700 New
SEP
15
Southland Equity Partners
Missouri
$507K +$496K +16,963 New
JSL
16
JT Stratford LLC
Georgia
$502K -$471K -16,100 -49%
BFC
17
Bedel Financial Consulting
Indiana
$485K +$173K +5,926 +57%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$393K -$141K -4,824 -27%
DFA
19
DHJJ Financial Advisors
Illinois
$336K +$329K +11,241 New
DC
20
Davenport & Co
Virginia
$321K +$314K +10,756 New
Wolverine Trading
21
Wolverine Trading
Illinois
$303K +$297K +10,159 New
XF
22
XML Financial
Maryland
$301K
PI
23
Parkside Investments
Illinois
$298K -$132K -4,500 -31%
MSFS
24
Main Street Financial Solutions
Pennsylvania
$263K +$257K +8,800 New
AAP
25
Arax Advisory Partners
Colorado
$261K +$20.9K +716 +9%

UJAN Hedge Fund Activity: Q4 2020 in Review

39 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF January (UJAN) for Q4 2020, worth a combined $46.4M — down 24% from $61.1M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new UJAN positions and 6 closed out — a net gain of 9 holders — while 4 added to existing stakes and 15 trimmed.

The largest buyer was Wealthquest, opening a new position worth an estimated $924K. The largest seller was Commonwealth Equity Services, cutting an estimated $14.2M.

  • 39 institutional investors held Innovator US Equity Ultra Buffer ETF January (UJAN) as of Q4 2020, up from 31 in Q3 2020.
  • Funds reported $46.4M of Innovator US Equity Ultra Buffer ETF January stock for Q4 2020, down 24% quarter-over-quarter.
  • 15 funds opened new Innovator US Equity Ultra Buffer ETF January positions in Q4 2020 and 6 closed out, a net change of +9 holders.
  • The largest Innovator US Equity Ultra Buffer ETF January buyer in Q4 2020 was Wealthquest, an estimated $924K added.
  • The largest Innovator US Equity Ultra Buffer ETF January seller in Q4 2020 was Commonwealth Equity Services, an estimated $14.2M sold.

Based on aggregated 13F filings for Q4 2020.