We are live on ! Find out more
UAUG icon

Innovator US Equity Ultra Buffer ETF August
UAUG

84 hedge funds and large institutions have $104M invested in Innovator US Equity Ultra Buffer ETF August in 2024 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 41 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

2% less funds holding

Funds holding: 86 → 84 (-2)

9.92% less ownership

Funds ownership: 70.02% → 60.1% (-9.9%)

41% less capital invested

Capital invested by funds: $175M → $104M (-$70.8M)

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

80% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 41

Holders
84
Holders Change
-2
Holders Change %
-2.33%
% of All Funds
1.21%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.01%
New
11
Increased
8
Reduced
41
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$3.3M
2
PCA
Prosperity Capital Advisors
Ohio
+$1.54M
3
Wolverine Trading
Wolverine Trading
Illinois
+$636K
4
JP Morgan Chase
JP Morgan Chase
New York
+$390K
5
CAM
Cresset Asset Management
Illinois
+$305K

Top Sellers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
-$15.3M
2
KWM
KFG Wealth Management
Indiana
-$12.7M
3
Jane Street
Jane Street
New York
-$11.7M
4
AWM
AE Wealth Management
Kansas
-$8.78M
5
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$4.55M
Name Holding Trade Value Shares
Change 		Change in
Stake
SFP
51
Sterling Financial Planning
New Jersey
$284K – – –
4WM
52
4J Wealth Management
Virginia
$268K – – –
UBS Group
53
UBS Group
Switzerland
$258K +$212K +6,446 +529%
Janney Montgomery Scott
54
Janney Montgomery Scott
Pennsylvania
$240K – – –
RGF
55
Retirement Guys Formula
Ohio
$238K +$232K +7,068 New
AWS
56
Atria Wealth Solutions
New York
$227K -$1.93M -58,862 -90%
BWM
57
Brown Wealth Management
Illinois
$216K -$19.9K -607 -9%
BWM
58
BCS Wealth Management
Tennessee
$216K – – –
Truist Financial
59
Truist Financial
North Carolina
$214K -$78K -2,374 -27%
TWM
60
Tradition Wealth Management
Minnesota
$213K – – –
AAS
61
Avantax Advisory Services
Texas
$205K +$200K +6,084 New
AF
62
Advisornet Financial
Minnesota
$204K – – –
GFA
63
Gallagher Fiduciary Advisors
Illinois
$202K +$197K +6,009 New
Morgan Stanley
64
Morgan Stanley
New York
$193K -$8.48K -258 -4%
SWM
65
Sugarloaf Wealth Management
Georgia
$170K – – –
Bank of Montreal
66
Bank of Montreal
Ontario, Canada
$168K – – –
Royal Bank of Canada
67
Royal Bank of Canada
Ontario, Canada
$118K -$301K -9,172 -72%
FNWA
68
Financial Network Wealth Advisors
Utah
$116K +$113K +3,448 New
IA
69
IFP Advisors
Florida
$114K – – –
DFA
70
DHJJ Financial Advisors
Illinois
$98.3K -$109K -3,310 -53%
SWM
71
Spire Wealth Management
Virginia
$73.7K – – –
GWM
72
Geneos Wealth Management
Colorado
$56.9K – – –
OCM
73
Orion Capital Management
California
$49K – – –
HI
74
Harbour Investments
Wisconsin
$47.5K – – –
HFM
75
Hartford Financial Management
Connecticut
$32.6K -$5.29K -161 -14%
1 2
3
4

UAUG Hedge Fund Activity: Q2 2024 in Review

84 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q2 2024, worth a combined $104M — down 41% from $175M a quarter earlier.

Fund positioning in UAUG was balanced in Q2 2024: 11 funds opened new positions, 11 closed out, 8 added to existing stakes and 41 trimmed.

The largest buyer was Commonwealth Equity Services, adding an estimated $3.3M. The largest seller was Brookstone Capital Management, cutting an estimated $15.3M.

  • 84 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q2 2024, down from 86 in Q1 2024.
  • Funds reported $104M of Innovator US Equity Ultra Buffer ETF August stock for Q2 2024, down 41% quarter-over-quarter.
  • 11 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q2 2024 and 11 closed out, a net change of 0 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q2 2024 was Commonwealth Equity Services, an estimated $3.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q2 2024 was Brookstone Capital Management, an estimated $15.3M sold.

Based on aggregated 13F filings for Q2 2024.