Morgan Stanley’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

Morgan Stanley’s Portfolio UAUG Stock Details UAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-5,750	Closed	-$215K	–	8378
2025 Q2	$215K	Hold	5,750	–	–	﹤0.01%	5817
2025 Q1	$199K	Hold	5,750	–	–	﹤0.01%	5726
2024 Q4	$204K	Hold	5,750	–	–	﹤0.01%	5777
2024 Q3	$201K	Hold	5,750	–	–	﹤0.01%	5753
2024 Q2	$193K	Sell	5,750 -258	-4%	-$8.48K	﹤0.01%	5693
2024 Q1	$196K	Sell	6,008 -5,492	-48%	-$174K	﹤0.01%	5746
2023 Q4	$354K	Buy	11,500 +5,750	+100%	+$169K	﹤0.01%	5746
2023 Q3	$165K	Hold	5,750	–	–	﹤0.01%	5669
2023 Q2	$166K	Hold	5,750	–	–	﹤0.01%	5723
2023 Q1	$156K	Hold	5,750	–	–	﹤0.01%	5822
2022 Q4	$150K	Hold	5,750	–	–	﹤0.01%	5787
2022 Q3	$145K	Hold	5,750	–	–	﹤0.01%	5895
2022 Q2	$155K	Hold	5,750	–	–	﹤0.01%	6015
2022 Q1	$167K	Hold	5,750	–	–	﹤0.01%	6022
2021 Q4	$168K	Hold	5,750	–	–	﹤0.01%	6153
2021 Q3	$164K	Hold	5,750	–	–	﹤0.01%	6100
2021 Q2	$164K	Sell	5,750 -840	-13%	-$23.9K	﹤0.01%	6111
2021 Q1	$186K	Hold	6,590	–	–	﹤0.01%	5698
2020 Q4	$184K	Buy	+6,590	New	+$181K	﹤0.01%	5637

Other funds holding UAUG

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $26.4B AUM 21.05% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Morgan Stanley's UAUG Position: Q3 2025 in Review

Morgan Stanley sold out of Innovator US Equity Ultra Buffer ETF August (UAUG) in Q3 2025, closing a stake of 5,750 shares — an estimated $215K sold.

Morgan Stanley first reported a position in UAUG in Q4 2020 and held it in 19 quarters. The position peaked at $354K in Q4 2023. 92 funds tracked by Wall St. Rank hold UAUG as of Q3 2025.

Morgan Stanley reported no remaining Innovator US Equity Ultra Buffer ETF August position as of Q3 2025 after selling out during the quarter.
Morgan Stanley sold 5,750 Innovator US Equity Ultra Buffer ETF August shares in Q3 2025, an estimated $215K.
Morgan Stanley first reported a position in Innovator US Equity Ultra Buffer ETF August in Q4 2020 and held it in 19 quarters.
Morgan Stanley's Innovator US Equity Ultra Buffer ETF August position peaked at $354K in Q4 2023.
92 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q3 2025.

Based on Morgan Stanley's 13F filing for Q3 2025, filed 14 Nov 2025.