Bank of Montreal’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

Bank of Montreal’s Portfolio UAUG Stock Details UAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-5,000	Closed	-$168K	–	4248
2024 Q2	$168K	Hold	5,000	–	–	﹤0.01%	3064
2024 Q1	$163K	Hold	5,000	–	–	﹤0.01%	3129
2023 Q4	$154K	Hold	5,000	–	–	﹤0.01%	3236
2023 Q3	$147K	Buy	5,000 +1,000	+25%	+$29.2K	﹤0.01%	3174
2023 Q2	$115K	Hold	4,000	–	–	﹤0.01%	3411
2023 Q1	$108K	Hold	4,000	–	–	﹤0.01%	3219
2022 Q4	$108K	Hold	4,000	–	–	﹤0.01%	3349
2022 Q3	$105	Buy	+4,000	New	+$107K	﹤0.01%	3451

Other funds holding UAUG

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

OBWG

Onyx Bridge Wealth Group Tarrytown, New York $1.11B AUM 24.65% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of Montreal's UAUG Position: Q3 2024 in Review

Bank of Montreal sold out of Innovator US Equity Ultra Buffer ETF August (UAUG) in Q3 2024, closing a stake of 5,000 shares — an estimated $168K sold.

Bank of Montreal first reported a position in UAUG in Q3 2022 and held it in 8 quarters. The position peaked at $168K in Q2 2024. 83 funds tracked by Wall St. Rank hold UAUG as of Q3 2024.

Bank of Montreal reported no remaining Innovator US Equity Ultra Buffer ETF August position as of Q3 2024 after selling out during the quarter.
Bank of Montreal sold 5,000 Innovator US Equity Ultra Buffer ETF August shares in Q3 2024, an estimated $168K.
Bank of Montreal first reported a position in Innovator US Equity Ultra Buffer ETF August in Q3 2022 and held it in 8 quarters.
Bank of Montreal's Innovator US Equity Ultra Buffer ETF August position peaked at $168K in Q2 2024.
83 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q3 2024.

Based on Bank of Montreal's 13F filing for Q3 2024, filed 13 Nov 2024.