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Innovator US Equity Ultra Buffer ETF August
UAUG

90 hedge funds and large institutions have $344M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 29 increasing their positions, 15 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 3

150% more funds holding in top 10

Funds holding in top 10: 2 → 5 (+3)

93% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 15

83% more capital invested

Capital invested by funds: $188M → $344M (+$155M)

43% more funds holding

Funds holding: 63 → 90 (+27)

1.31% less ownership

Funds ownership: 87.86% → 86.55% (-1.3%)

Holders
90
Holders Change
+27
Holders Change %
+42.86%
% of All Funds
1.31%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.07%
New
30
Increased
29
Reduced
15
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ACM
Advance Capital Management
Michigan
+$62M
2
SAG
SageView Advisory Group
California
+$52.9M
3
KWM
KFG Wealth Management
Indiana
+$17.4M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$9.02M
5
AWM
AE Wealth Management
Kansas
+$8.28M

Top Sellers

Rank Fund Capital Flow
1
BCM
Brookstone Capital Management
Illinois
-$1.91M
2
MAM
Milestone Asset Management
Pennsylvania
-$1.28M
3
FIA
Foundations Investment Advisors
Arizona
-$1.24M
4
Osaic Holdings
Osaic Holdings
Arizona
-$764K
5
SPC
Sigma Planning Corp
Michigan
-$620K
Name Holding Trade Value Shares
Change 		Change in
Stake
DI
51
Diligent Investors
California
$504K +$482K +16,400 New
MML Investors Services
52
MML Investors Services
Massachusetts
$500K +$479K +16,277 New
WA
53
Wealth Alliance
New York
$490K +$53.8K +1,828 +13%
RJFSA
54
Raymond James Financial Services Advisors
Florida
$474K -$372K -12,634 -45%
SPC
55
Sigma Planning Corp
Michigan
$464K -$620K -21,075 -58%
CA
56
Claro Advisors
Massachusetts
$461K +$27.9K +950 +7%
DIA
57
Dana Investment Advisors
Wisconsin
$391K -$109K -3,691 -22%
LWM
58
Lakeridge Wealth Management
Ohio
$390K +$373K +12,676 New
Morgan Stanley
59
Morgan Stanley
New York
$354K +$169K +5,750 +100%
LPL Financial
60
LPL Financial
California
$347K +$332K +11,281 New
SS
61
Simplicity Solutions
Minnesota
$314K – – –
OPA
62
Old Port Advisors
Maine
$313K +$300K +10,190 New
APW
63
Atlantic Private Wealth
North Carolina
$300K +$254K +8,650 +769%
CAM
64
Cresset Asset Management
Illinois
$285K – – –
Truist Financial
65
Truist Financial
North Carolina
$269K +$257K +8,744 New
BWM
66
BCS Wealth Management
Tennessee
$263K – – –
SVWAG
67
Sound View Wealth Advisors Group
Georgia
$263K – – –
SFP
68
Sterling Financial Planning
New Jersey
$260K +$248K +8,446 New
4WM
69
4J Wealth Management
Virginia
$254K +$243K +8,250 New
Jane Street
70
Jane Street
New York
$244K +$233K +7,929 New
SW
71
Schulz Wealth
Texas
$225K +$215K +7,315 New
Janney Montgomery Scott
72
Janney Montgomery Scott
Pennsylvania
$220K +$210K +7,142 New
BWM
73
Brown Wealth Management
Illinois
$217K +$207K +7,043 New
DFA
74
DHJJ Financial Advisors
Illinois
$208K -$1.71K -58 -0.9%
AF
75
Advisornet Financial
Minnesota
$186K +$178K +6,053 New
1 2
3
4

UAUG Hedge Fund Activity: Q4 2023 in Review

90 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q4 2023, worth a combined $344M — up 83% from $188M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new UAUG positions and 3 closed out — a net gain of 27 holders — while 29 added to existing stakes and 15 trimmed.

The largest buyer was Advance Capital Management, adding an estimated $62M. The largest seller was Brookstone Capital Management, cutting an estimated $1.91M.

  • 90 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q4 2023, up from 63 in Q3 2023.
  • Funds reported $344M of Innovator US Equity Ultra Buffer ETF August stock for Q4 2023, up 83% quarter-over-quarter.
  • 30 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q4 2023 and 3 closed out, a net change of +27 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q4 2023 was Advance Capital Management, an estimated $62M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q4 2023 was Brookstone Capital Management, an estimated $1.91M sold.

Based on aggregated 13F filings for Q4 2023.