LPL Financial’s Innovator US Equity Ultra Buffer ETF August UAUG Stock Holding History

LPL Financial’s Portfolio UAUG Stock Details UAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$1.24M	Sell	31,450 -1,420	-4%	-$56.8K	﹤0.01%	3982
2025 Q4	$1.31M	Sell	32,870 -2,545	-7%	-$101K	﹤0.01%	3796
2025 Q3	$1.39M	Buy	35,415 +134	+0.4%	+$5.15K	﹤0.01%	3665
2025 Q2	$1.32M	Buy	35,281 +7,380	+26%	+$261K	﹤0.01%	3499
2025 Q1	$966K	Buy	27,901 +10,150	+57%	+$362K	﹤0.01%	3589
2024 Q4	$630K	Sell	17,751 -1,898	-10%	-$67.3K	﹤0.01%	3890
2024 Q3	$688K	Buy	19,649 +150	+0.8%	+$5.11K	﹤0.01%	3732
2024 Q2	$656K	Buy	19,499 +5,954	+44%	+$196K	﹤0.01%	3625
2024 Q1	$442K	Buy	13,545 +2,264	+20%	+$71.6K	﹤0.01%	3886
2023 Q4	$347K	Buy	+11,281	New	+$332K	﹤0.01%	3981

Other funds holding UAUG

BFG

Broussard Financial Group Kaplan, Louisiana $125M AUM

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

MBL Wealth Charlotte, North Carolina $1.47B AUM 19.75% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.94% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $508M AUM 24.79% 1-Year Est. Return

LPL Financial's UAUG Position: Q1 2026 in Review

LPL Financial reduced its Innovator US Equity Ultra Buffer ETF August (UAUG) stake by 4.3% in Q1 2026, selling an estimated $56.8K and leaving 31,450 shares worth $1.24M. The position accounts for ﹤0.01% of the portfolio, ranked #3982.

LPL Financial first reported a position in UAUG in Q4 2023 and has held it in 10 quarters since. The position peaked at $1.39M in Q3 2025. 83 funds tracked by Wall St. Rank hold UAUG as of Q1 2026.

LPL Financial held 31,450 shares of Innovator US Equity Ultra Buffer ETF August worth $1.24M as of Q1 2026.
LPL Financial sold 1,420 Innovator US Equity Ultra Buffer ETF August shares in Q1 2026, an estimated $56.8K.
Innovator US Equity Ultra Buffer ETF August made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #3982 holding.
LPL Financial first reported a position in Innovator US Equity Ultra Buffer ETF August in Q4 2023 and has held it in 10 quarters since.
LPL Financial's Innovator US Equity Ultra Buffer ETF August position peaked at $1.39M in Q3 2025.
83 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF August as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.