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Innovator US Equity Ultra Buffer ETF August
UAUG

46 hedge funds and large institutions have $93.3M invested in Innovator US Equity Ultra Buffer ETF August in 2023 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 11 increasing their positions, 15 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

12.81% more ownership

Funds ownership: 69.89% → 82.7% (+13%)

2% more funds holding

Funds holding: 45 → 46 (+1)

27% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 15

90% less capital invested

Capital invested by funds: $950M → $93.3M (-$857M)

Holders
46
Holders Change
+1
Holders Change %
+2.22%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
7
Increased
11
Reduced
15
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LJAC
L.J. Altfest & Co
New York
+$16.3M
2
BCM
Brookstone Capital Management
Illinois
+$10.2M
3
MW
MBL Wealth
North Carolina
+$3.37M
4
GLR
Great Lakes Retirement
Ohio
+$1.56M
5
PCA
Prosperity Capital Advisors
Ohio
+$1.41M

Top Sellers

Rank Fund Capital Flow
1
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$4.96M
2
ST
Sageworth Trust
Pennsylvania
-$2.05M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$608K
4
SWM
Spire Wealth Management
Virginia
-$515K
5
GSIAS
Garden State Investment Advisory Services
New Jersey
-$262K
Name Holding Trade Value Shares
Change 		Change in
Stake
SVWAG
26
Sound View Wealth Advisors Group
Georgia
$252K +$21K +788 +9%
CAM
27
Cresset Asset Management
Illinois
$251K – – –
SHIM
28
Stone House Investment Management
Pennsylvania
$240K -$158K -5,929 -40%
DFA
29
DHJJ Financial Advisors
Illinois
$222K -$2.66K -100 -1%
KAS
30
Kestra Advisory Services
Texas
$218K – – –
Wealth Enhancement Advisory Services
31
Wealth Enhancement Advisory Services
Minnesota
$201K +$198K +7,429 New
Morgan Stanley
32
Morgan Stanley
New York
$156K – – –
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$108K – – –
ASN
34
Advisory Services Network
Georgia
$95.2K – – –
SWM
35
Spire Wealth Management
Virginia
$63.9K -$515K -19,329 -89%
UBS Group
36
UBS Group
Switzerland
$49.5K +$35.1K +1,319 +259%
IA
37
IFP Advisors
Florida
$46.4K -$185K -6,951 -79%
HI
38
Harbour Investments
Wisconsin
$40.7K – – –
AWM
39
Atticus Wealth Management
Florida
$5.41K – – –
BAM
40
Belpointe Asset Management
Nevada
$4.79K +$160 +6 +4%
KHC
41
Koesten Hirschmann & Crabtree
Kansas
$4.36K +$4.29K +161 New
AAP
42
Arax Advisory Partners
Colorado
$3.25K -$28K -1,053 -90%
WP
43
WealthPLAN Partners
Nebraska
$2.41K +$2.37K +89 New
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
$1.37K -$31.8K -1,193 -2%
RWPA
45
Richard W. Paul & Associates
Michigan
$838 -$107 -4 -11%
Susquehanna International Group
46
Susquehanna International Group
Pennsylvania
– -$608K -23,284 Closed
MCC
47
Money Concepts Capital
Florida
– -$258K -9,877 Closed
OMC
48
Old Mission Capital
Illinois
– -$236K -9,029 Closed
Wolverine Trading
49
Wolverine Trading
Illinois
– -$219K -8,376 Closed
Citadel Advisors
50
Citadel Advisors
Florida
– -$218K -8,330 Closed
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UAUG Hedge Fund Activity: Q1 2023 in Review

46 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q1 2023, worth a combined $93.3M — down 90% from $950M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new UAUG positions and 5 closed out — a net gain of 2 holders — while 11 added to existing stakes and 15 trimmed.

The largest buyer was L.J. Altfest & Co, opening a new position worth an estimated $16.3M. The largest seller was Janney Montgomery Scott, cutting an estimated $4.96M.

  • 46 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q1 2023, up from 45 in Q4 2022.
  • Funds reported $93.3M of Innovator US Equity Ultra Buffer ETF August stock for Q1 2023, down 90% quarter-over-quarter.
  • 7 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q1 2023 and 5 closed out, a net change of +2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q1 2023 was L.J. Altfest & Co, an estimated $16.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q1 2023 was Janney Montgomery Scott, an estimated $4.96M sold.

Based on aggregated 13F filings for Q1 2023.