We are live on ! Find out more
UAUG icon

Innovator US Equity Ultra Buffer ETF August
UAUG

45 hedge funds and large institutions have $950M invested in Innovator US Equity Ultra Buffer ETF August in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,822% more capital invested

Capital invested by funds: $49.4M → $950M (+$901M)

533% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 3

55% more funds holding

Funds holding: 29 → 45 (+16)

4.55% less ownership

Funds ownership: 74.44% → 69.89% (-4.5%)

11% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 9

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
45
Holders Change
+16
Holders Change %
+55.17%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
19
Increased
8
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
ST
Sageworth Trust
Pennsylvania
+$11M
2
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$5.16M
3
SB
Strategic Blueprint
Georgia
+$886K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$609K
5
OMC
Old Mission Capital
Illinois
+$236K

Top Sellers

Rank Fund Capital Flow
1
AWM
Axxcess Wealth Management
California
-$1.84M
2
Jane Street
Jane Street
New York
-$1.6M
3
AWM
AE Wealth Management
Kansas
-$1.32M
4
FA
Fermata Advisors
California
-$479K
5
AWA
Arete Wealth Advisors
Illinois
-$87.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
SAG
26
SageView Advisory Group
California
$283K +$283K +10,821 New
SVWAG
27
Sound View Wealth Advisors Group
Georgia
$263K +$223K +8,546 New
MCC
28
Money Concepts Capital
Florida
$258K +$169K +6,450 +188%
CAM
29
Cresset Asset Management
Illinois
$243K – – –
OMC
30
Old Mission Capital
Illinois
$236K +$236K +9,029 New
IA
31
IFP Advisors
Florida
$221K -$18.3K -700 -7%
Wolverine Trading
32
Wolverine Trading
Illinois
$219K +$219K +8,376 New
Citadel Advisors
33
Citadel Advisors
Florida
$218K -$1.07K -41 -0.5%
DFA
34
DHJJ Financial Advisors
Illinois
$217K -$2.61K -100 -1%
KAS
35
Kestra Advisory Services
Texas
$211K +$211K +8,063 New
Morgan Stanley
36
Morgan Stanley
New York
$150K – – –
Bank of Montreal
37
Bank of Montreal
Ontario, Canada
$108K – – –
ASN
38
Advisory Services Network
Georgia
$91.9K +$92K +3,519 New
HI
39
Harbour Investments
Wisconsin
$39.3K +$39.4K +1,506 New
AAP
40
Arax Advisory Partners
Colorado
$30.6K – – –
UBS Group
41
UBS Group
Switzerland
$13.3K +$13.3K +510 New
AWM
42
Atticus Wealth Management
Florida
$5.22K +$5.23K +200 New
BAM
43
Belpointe Asset Management
Nevada
$4.47K +$4.47K +171 New
Carson Wealth (CWM LLC)
44
Carson Wealth (CWM LLC)
Nebraska
$1K +$1.2K +46 New
RWPA
45
Richard W. Paul & Associates
Michigan
$914 +$915 +35 New
AWM
46
Axxcess Wealth Management
California
– -$1.84M -72,941 Closed
Jane Street
47
Jane Street
New York
– -$1.6M -63,140 Closed
FA
48
Fermata Advisors
California
– -$479K -18,947 Closed
1
2

UAUG Hedge Fund Activity: Q4 2022 in Review

45 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF August (UAUG) for Q4 2022, worth a combined $950M — up 1,822% from $49.4M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new UAUG positions and 3 closed out — a net gain of 16 holders — while 8 added to existing stakes and 9 trimmed.

The largest buyer was Sageworth Trust, opening a new position worth an estimated $11M. The largest seller was Axxcess Wealth Management, exiting entirely with an estimated $1.84M sold.

  • 45 institutional investors held Innovator US Equity Ultra Buffer ETF August (UAUG) as of Q4 2022, up from 29 in Q3 2022.
  • Funds reported $950M of Innovator US Equity Ultra Buffer ETF August stock for Q4 2022, up 1,822% quarter-over-quarter.
  • 19 funds opened new Innovator US Equity Ultra Buffer ETF August positions in Q4 2022 and 3 closed out, a net change of +16 holders.
  • The largest Innovator US Equity Ultra Buffer ETF August buyer in Q4 2022 was Sageworth Trust, an estimated $11M added.
  • The largest Innovator US Equity Ultra Buffer ETF August seller in Q4 2022 was Axxcess Wealth Management, an estimated $1.84M sold.

Based on aggregated 13F filings for Q4 2022.