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TUZ

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund

Delisted

TUZ was delisted on the 11th of December, 2019.

32 hedge funds and large institutions have $80.2M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2015 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

71% more capital invested

Capital invested by funds: $47M → $80.2M (+$33.2M)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

3% more funds holding

Funds holding: 3132 (+1)

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.84%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
12
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
1
Freedom Investment Management
Connecticut
$33.8M +$32.6M +641,002 +2,526%
Wells Fargo
2
Wells Fargo
California
$12.4M -$4.04M -79,345 -25%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$6.34M +$5.43M +106,590 +573%
LWA
4
Lowe Wealth Advisors
Maryland
$6.25M +$26.3K +516 +0.4%
Bank of America
5
Bank of America
North Carolina
$4.6M +$127K +2,492 +3%
SG Americas Securities
6
SG Americas Securities
New York
$2.53M +$2.55M +50,000 New
BSW
7
Buckingham Strategic Wealth
Missouri
$2.42M +$5.04K +99 +0.2%
Morgan Stanley
8
Morgan Stanley
New York
$2.22M -$424K -8,339 -16%
MIS
9
Morningstar Investment Services
Illinois
$1.78M +$123K +2,422 +7%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.03M +$3.41K +67 +0.3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.01M -$777K -15,258 -43%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$962K -$22.9K -450 -2%
FIG
13
Fusion Investment Group
Pennsylvania
$829K +$458 +9 +0.1%
PAG
14
Private Advisor Group
New Jersey
$760K
UBS Group
15
UBS Group
Switzerland
$675K +$65.8K +1,293 +11%
EWM
16
Empirical Wealth Management
Washington
$671K -$1.37M -26,970 -67%
AI
17
Atria Investments
North Carolina
$402K +$402K +7,903 New
LPL Financial
18
LPL Financial
California
$342K -$868K -17,046 -72%
FAAS
19
First Allied Advisory Services
California
$339K +$128K +2,507 +61%
CCG
20
Chatham Capital Group
Georgia
$289K
MIFH
21
Migdal Insurance & Financial Holdings
Israel
$228K +$229K +4,504 New
AIG
22
American International Group
New York
$167K -$5.09K -100 -3%
MFS
23
MSI Financial Services
Massachusetts
$73K +$11.2K +220 +18%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$58K
Bank of Montreal
25
Bank of Montreal
Ontario, Canada
$47K

TUZ Hedge Fund Activity: Q4 2015 in Review

32 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q4 2015, worth a combined $80.2M — up 71% from $47M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new TUZ positions and 3 closed out — a net gain of 1 holder — while 12 added to existing stakes and 10 trimmed.

The largest buyer was Freedom Investment Management, adding an estimated $32.6M. The largest seller was Wells Fargo, cutting an estimated $4.04M.

  • 32 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q4 2015, up from 31 in Q3 2015.
  • Funds reported $80.2M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q4 2015, up 71% quarter-over-quarter.
  • 4 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q4 2015 and 3 closed out, a net change of +1 holder.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q4 2015 was Freedom Investment Management, an estimated $32.6M added.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q4 2015 was Wells Fargo, an estimated $4.04M sold.

Based on aggregated 13F filings for Q4 2015.