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TUZ

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund

Delisted

TUZ was delisted on the 11th of December, 2019.

22 hedge funds and large institutions have $89.3M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

42% more capital invested

Capital invested by funds: $63M → $89.3M (+$26.3M)

40% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 5

5% more funds holding

Funds holding: 2122 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

Holders
22
Holders Change
+1
Holders Change %
+4.76%
% of All Funds
0.71%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
3
Increased
7
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
1
Freedom Investment Management
Connecticut
$30.6M +$22.4M +440,920 +277%
EWM
2
Empirical Wealth Management
Washington
$24.6M +$312K +6,138 +1%
Morgan Stanley
3
Morgan Stanley
New York
$9.21M -$681K -13,405 -7%
Bank of America
4
Bank of America
North Carolina
$6.93M +$2.05M +40,354 +42%
Wells Fargo
5
Wells Fargo
California
$5.08M -$176K -3,461 -3%
U
6
UBS
Switzerland
$3.8M +$264K +5,186 +7%
LPL Financial
7
LPL Financial
California
$3.15M -$98.2K -1,932 -3%
Jane Street
8
Jane Street
New York
$2.64M +$2.64M +51,928 New
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.32M +$1.2M +23,655 +1,072%
MFS
10
MSI Financial Services
Massachusetts
$372K -$378K -7,431 -50%
MIS
11
Morningstar Investment Services
Illinois
$357K +$92.4K +1,819 +35%
NPC
12
National Planning Corporation
California
$352K +$28K +551 +9%
CCG
13
Chatham Capital Group
Georgia
$244K
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$232K +$232K +4,558 New
BCM
15
Bluefin Capital Management
New York
$200K -$361K -7,097 -60%
Bank of Montreal
16
Bank of Montreal
Ontario, Canada
$97K
AIG
17
American International Group
New York
$63.6K
ICM
18
ICC Capital Management
Florida
$31K
HDIM
19
Hanson & Doremus Investment Management
Vermont
$23K
Citigroup
20
Citigroup
New York
$21K
MA
21
MCF Advisors
Kentucky
$6K +$5.59K +110 New
BFEC
22
Benjamin F. Edwards & Company
Missouri
$1K
DS
23
DRW Securities
Illinois
-$1.18M -23,210 Closed
CAN
24
Cetera Advisor Networks
California
-$244K -4,835 Closed

TUZ Hedge Fund Activity: Q3 2013 in Review

22 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q3 2013, worth a combined $89.3M — up 42% from $63M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new TUZ positions and 2 closed out — a net gain of 1 holder — while 7 added to existing stakes and 5 trimmed.

The largest buyer was Freedom Investment Management, adding an estimated $22.4M. The largest seller was DRW Securities, exiting entirely with an estimated $1.18M sold.

  • 22 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q3 2013, up from 21 in Q2 2013.
  • Funds reported $89.3M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q3 2013, up 42% quarter-over-quarter.
  • 3 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q3 2013 and 2 closed out, a net change of +1 holder.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q3 2013 was Freedom Investment Management, an estimated $22.4M added.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q3 2013 was DRW Securities, an estimated $1.18M sold.

Based on aggregated 13F filings for Q3 2013.