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TUZ

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ

Delisted

TUZ was delisted on the 11th of December, 2019.

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26 hedge funds and large institutions have $56.7M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 6

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 25 → 26 (+1)

5% more capital invested

Capital invested by funds: $54.3M → $56.7M (+$2.45M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

Holders
26
Holders Change
+1
Holders Change %
+4%
% of All Funds
0.75%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
4
Increased
9
Reduced
6
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FIM
Freedom Investment Management
Connecticut
+$1.5M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$1.27M
3
BCM
Bluefin Capital Management
New York
+$1.23M
4
Bank of America
Bank of America
North Carolina
+$860K
5
EWM
Empirical Wealth Management
Washington
+$663K

Top Sellers

1
U
UBS
Switzerland
-$3.01M
2
Morgan Stanley
Morgan Stanley
New York
-$521K
3
VKH
Virtu KCG Holdings
New York
-$298K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$114K
5
MIS
Morningstar Investment Services
Illinois
-$72.2K
Name Holding Trade Value Shares
Change 		Change in
Stake
EWM
1
Empirical Wealth Management
Washington
$26.6M +$663K +13,037 +3%
FIM
2
Freedom Investment Management
Connecticut
$8.4M +$1.5M +29,573 +22%
Morgan Stanley
3
Morgan Stanley
New York
$3.2M -$521K -10,232 -14%
LPL Financial
4
LPL Financial
California
$3.03M -$65.4K -1,285 -2%
PTC
5
Private Trust Company
Ohio
$2.88M – – –
Bank of America
6
Bank of America
North Carolina
$2.12M +$860K +16,897 +68%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$1.73M -$114K -2,245 -6%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.54M +$1.27M +25,034 +483%
U
9
UBS
Switzerland
$1.38M -$3.01M -59,149 -69%
BCM
10
Bluefin Capital Management
New York
$1.2M +$1.23M +24,106 New
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$863K +$77.6K +1,524 +10%
PAG
12
Private Advisor Group
New Jersey
$763K – – –
FIG
13
Fusion Investment Group
Pennsylvania
$727K +$300K +5,894 +70%
Wells Fargo
14
Wells Fargo
California
$576K +$233K +4,577 +68%
MFS
15
MSI Financial Services
Massachusetts
$389K +$40.6K +797 +12%
MIS
16
Morningstar Investment Services
Illinois
$381K -$72.2K -1,418 -16%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$343K +$343K +6,748 New
CCG
18
Chatham Capital Group
Georgia
$244K – – –
Bank of Montreal
19
Bank of Montreal
Ontario, Canada
$143K – – –
AIG
20
American International Group
New York
$63.6K – – –
NES
21
New England Securities
New York
$41K +$40.7K +800 New
ICM
22
ICC Capital Management
Florida
$31K – – –
HDIM
23
Hanson & Doremus Investment Management
Vermont
$30K +$6.36K +125 +27%
Citigroup
24
Citigroup
New York
$20K – – –
TRCT
25
Tower Research Capital (TRC)
New York
$10K +$10.2K +200 New
1
2

TUZ Hedge Fund Activity: Q1 2014 in Review

26 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q1 2014, worth a combined $56.7M — up 4.5% from $54.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new TUZ positions and 3 closed out — a net gain of 1 holder — while 9 added to existing stakes and 6 trimmed.

The largest buyer was Freedom Investment Management, adding an estimated $1.5M. The largest seller was UBS, cutting an estimated $3.01M.

  • 26 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q1 2014, up from 25 in Q4 2013.
  • Funds reported $56.7M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q1 2014, up 4.5% quarter-over-quarter.
  • 4 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q1 2014 and 3 closed out, a net change of +1 holder.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q1 2014 was Freedom Investment Management, an estimated $1.5M added.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q1 2014 was UBS, an estimated $3.01M sold.

Based on aggregated 13F filings for Q1 2014.