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TUZ

PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund

Delisted

TUZ was delisted on the 11th of December, 2019.

31 hedge funds and large institutions have $52M invested in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 9

19% more funds holding

Funds holding: 2631 (+5)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

10% less capital invested

Capital invested by funds: $57.9M → $52M (-$5.94M)

Holders
31
Holders Change
+5
Holders Change %
+19.23%
% of All Funds
0.9%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
5
Increased
11
Reduced
9
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FIM
1
Freedom Investment Management
Connecticut
$15.5M +$512K +10,059 +3%
EWM
2
Empirical Wealth Management
Washington
$12M -$8.65M -169,870 -42%
LPL Financial
3
LPL Financial
California
$2.68M -$35.6K -700 -1%
PTC
4
Private Trust Company
Ohio
$2.59M
Morgan Stanley
5
Morgan Stanley
New York
$2.54M -$414K -8,136 -14%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.27M +$1.17M +22,935 +106%
Bank of America
7
Bank of America
North Carolina
$1.9M +$60.2K +1,182 +3%
Jane Street
8
Jane Street
New York
$1.79M +$1.79M +35,252 New
VKH
9
Virtu KCG Holdings
New York
$1.76M +$994K +19,516 +130%
Wells Fargo
10
Wells Fargo
California
$1.59M -$495K -9,717 -24%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.5M -$274K -5,390 -15%
PAG
12
Private Advisor Group
New Jersey
$764K
FIG
13
Fusion Investment Group
Pennsylvania
$728K +$204 +4 +0%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$694K -$1.12M -21,923 -62%
U
15
UBS
Switzerland
$601K +$410K +8,046 +214%
Carson Wealth (CWM LLC)
16
Carson Wealth (CWM LLC)
Nebraska
$554K +$237K +4,655 +75%
CCG
17
Chatham Capital Group
Georgia
$545K +$153K +3,000 +39%
MIS
18
Morningstar Investment Services
Illinois
$502K +$55.3K +1,087 +12%
MFS
19
MSI Financial Services
Massachusetts
$406K +$19.6K +386 +5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$387K -$360K -7,065 -48%
Goldman Sachs
21
Goldman Sachs
New York
$314K
Bank of Montreal
22
Bank of Montreal
Ontario, Canada
$144K
OCM
23
One Capital Management
California
$53K +$53.3K +1,047 New
NES
24
New England Securities
New York
$52K -$4.07K -80 -7%
AIG
25
American International Group
New York
$35.6K -$36.3K -714 -50%

TUZ Hedge Fund Activity: Q3 2014 in Review

31 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) for Q3 2014, worth a combined $52M — down 10% from $57.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new TUZ positions and 0 closed out — a net gain of 5 holders — while 11 added to existing stakes and 9 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $1.79M. The largest seller was Empirical Wealth Management, cutting an estimated $8.65M.

  • 31 institutional investors held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) as of Q3 2014, up from 26 in Q2 2014.
  • Funds reported $52M of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund stock for Q3 2014, down 10% quarter-over-quarter.
  • 5 funds opened new PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund positions in Q3 2014 and 0 closed out, a net change of +5 holders.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund buyer in Q3 2014 was Jane Street, an estimated $1.79M added.
  • The largest PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund seller in Q3 2014 was Empirical Wealth Management, an estimated $8.65M sold.

Based on aggregated 13F filings for Q3 2014.