UBS’s PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund TUZ Stock Holding History

UBS’s Portfolio TUZ Stock Details TUZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$601K	Buy	11,803 +8,046	+214%	+$410K	﹤0.01%	4077
2014 Q2	$191K	Sell	3,757 -23,400	-86%	-$1.19M	﹤0.01%	5200
2014 Q1	$1.38M	Sell	27,157 -59,149	-69%	-$3.01M	﹤0.01%	3143
2013 Q4	$4.39M	Buy	86,306 +11,581	+15%	+$590K	﹤0.01%	1999
2013 Q3	$3.8M	Buy	74,725 +5,186	+7%	+$264K	﹤0.01%	1960
2013 Q2	$3.53M	Buy	+69,539	New	+$3.54M	﹤0.01%	1950

Other funds holding TUZ

FIM

Freedom Investment Management Hartford, Connecticut $337M AUM 22.95% 1-Year Est. Return

EWM

Empirical Wealth Management Seattle, Washington $6.85B AUM 30.02% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

PTC

Private Trust Company Cleveland, Ohio $1.12B AUM 21.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS's TUZ Position: Q3 2014 in Review

UBS increased its PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund (TUZ) stake by 214% in Q3 2014, buying an estimated $410K and bringing the position to 11,803 shares worth $601K. The position accounts for ﹤0.01% of the portfolio, ranked #4077.

UBS first reported a position in TUZ in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.39M in Q4 2013. 31 funds tracked by Wall St. Rank hold TUZ as of Q3 2014.

UBS held 11,803 shares of PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund worth $601K as of Q3 2014.
UBS bought 8,046 PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund shares in Q3 2014, an estimated $410K.
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #4077 holding.
UBS first reported a position in PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund in Q2 2013 and has held it in 6 quarters since.
UBS's PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund position peaked at $4.39M in Q4 2013.
31 funds tracked by Wall St. Rank held PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.